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Update and Correction: FINRA Panel Recommends Bar of Sandlapper Securities, CEO,...

Yesterday, The DI Wire reported that FINRA had expelled Sandlapper Securities and barred its chief executive officer Trevor Gordon and president Jack Bixler for...

FINRA Hearing Officer Recommends Expulsion of Sandlapper Securities

The Financial Industry Regulatory Authority's Office of Hearing Officers has determined that Sandlapper Securities, through its chief executive officer Trevor Gordon and president Jack...

FINRA Suspends Sandlapper Securities for Missing Audit Deadline

Sandlapper Securities, a full-service independent broker-dealer and dealer manager of investment products, has been suspended by the Financial Investment Regulatory Authority for failing to...