Tag: rules
Opinion: The Supreme Court Misses its Chance to Do Right
By: Publius
In 1937, U.S. Supreme Court Justice, Benjamin Cardozo, proclaimed in Palko v. Connecticut, “Freedom of expression is the matrix, the indispensable condition, of...
SEC Adopts Modernized Marketing Rule for RIAs
The Securities and Exchange Commission has finalized reforms under the Investment Advisers Act to modernize rules that govern investment adviser advertisements and payments to...