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Former Lincoln/LPL Rep Admits to Stealing More Than $600,000 from Elderly...

Mathew Clason, a former investment advisor and registered representative previously affiliated with Lincoln Financial and LPL Financial during his career, pled guilty earlier this...

LPL Recruits Former Commonwealth Advisor

LPL Financial LLC (Nasdaq: LPLA), the nation’s largest independent broker-dealer, has added financial advisor Glenn “Rob” DeHollander to its broker-dealer, corporate registered investment advisor,...

Advisor Group’s Triad Advisors Recruits Father-Son Duo

Advisor Group, a network of independent wealth management firms, has recruited Tor and Tyler Saile, a father-and-son hybrid wealth management practice with offices in...

CI Financial to Acquire $5.1 Billion RIA, Its Second Largest to...

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has agreed to purchase Dowling & Yahnke...

LPL Financial Recruits Financial Advisor from FSC Securities

LPL Financial LLC (Nasdaq: LPLA), the nation's largest independent broker-dealer, has added financial advisor Joel Drake to its broker-dealer, hybrid registered investment advisor and...

Coldstream and Paracle Advisors to Merge, Creating $5.7 Billion RIA

Coldstream Wealth Management, a registered investment adviser with $4.3 billion in client assets, and Paracle, an RIA with $1.4 billion, plan to merge under...

LPL Financial Reports Record-Breaking Quarter, Closes Waddell & Reed Acquisition

LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent of LPL Financial LLC – the nation’s largest independent broker-dealer, reported that total advisory and brokerage...

 Advisor Group’s Woodbury Financial Recruits $257 Million Team

Woodbury Financial Services, an independent wealth management firm within the Advisor Group network, has recruited Illinois-based Ambassador Wealth Management, a multi-service wealth management practice...

LPL Financial Recruits Financial Advisor with $400 Million in Client Assets

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Evan Lereah to its broker-dealer, corporate registered investment advisor and custodial platforms....

Wealth Enhancement Group to Buy $1.6 Billion California RIA

Wealth Enhancement Group, an independent wealth management firm, plans to purchase Pillar Pacific Capital Management LLC, an independent registered investment adviser with locations in...