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LPL Financial Recruits Hybrid from Lincoln Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Hege Financial Group to its broker-dealer and corporate registered investment advisor platforms. The advisors...

LPL Recruits Former Ameriprise Advisor

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Christopher Sweeney to its broker-dealer and corporate registered investment advisor platforms. The move...

Private Equity-Backed Wealth Enhancement Group to Buy $1.4 Billion RIA

Wealth Enhancement Group, an independent wealth management firm that oversees $13.6 billion in client brokerage and advisory assets, has agreed to purchase RCL Advisors...

Commonwealth Recruits $1 Billion Hybrid from Securian Financial

Commonwealth Financial Network, the nation’s largest private registered investment adviser and independent broker-dealer, has added Legacy Planning Partners to its platform. Formerly affiliated with...

LPL Financial Recruits Former Woodbury Financial Duo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Don Petricic and Tom Phillips to its broker-dealer and corporate registered investment...

Schwab Advisor Services Launches Alternative Investment Platform

Schwab Advisor Services has launched the Schwab Alternative Investment Marketplace platform, which gives the company’s independent advisor clients access to third-party platform sponsors that...

KMS Financial Recruits Practice with $230 Million in Client Assets

KMS Financial Services Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Patrick Funke & Associates, an investment...

ADISA Names Award Winners at 2019 Annual Conference in Las Vegas

ADISA, a trade association that represents the alternative and direct investment space, announced the 2019 winners of its A Champion of Excellence (ACE), Distinguished...

LPL Financial Recruits Former 1st Global Duo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Parker Inabnet and Kate Redden of I.M. Wealth Care to its broker-dealer...

SEC Adds Another Cetera Firm to Fraud Complaint

The Securities and Exchange Commission has amended a complaint to add Cetera Advisor Networks LLC, a registered investment adviser and broker-dealer, as a defendant...