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LPL Financial Recruits Former Advisor Group Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Horizons Financial Group to its broker-dealer and corporate registered investment advisor platforms. The team...

Sponsored: SC Distributors Reports Surge in Activity on its Online Advisor...

SC Distributors, LLC (“SC”), an established wholesale distributor of high-quality alternative investment products, is reporting increased usage of its innovative, online Advisor Portal in...

LPL Adds Three-Advisor Team with $100 Million in Client Assets

LPL Financial LLC, the nation’s largest independent broker-dealer, has added three financial advisors, Shawn Walton, Debbie Hawksworth and Richard Coloni, to its broker-dealer and...

LPL Financial Recruits $180 Million Advisor from Northwestern Mutual

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Lyle Weintraub has joined its broker-dealer and hybrid registered investment advisor platforms...

SEC Fines HSBC Securities $725,000 over Adviser Compensation Misstatements

HSBC Securities Inc., a registered investment adviser and broker-dealer, has agreed to pay the Securities and Exchange Commission $725,000 for allegedly making false and...

Captrust Acquires $5.5 Billion RIA

Captrust Financial Advisors, an independent registered investment advisor with more than $368 billion in client assets under advisement, has acquired Montgomery, Alabama-based Welch Hornsby...

LPL Recruits $150 Million Team Serving NFL Clients and Professional Athletes

LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited SilverRock Wealth Partners, a Charlotte, North Carolina-based team with approximately $150 million in brokerage...

Beacon Pointe to Merge Two RIAs, Sells Minority Stake to PE...

Beacon Pointe Advisors LLC and Beacon Pointe Wealth Advisors LLC, two affiliated registered investment advisors, plan to merge into a single RIA operating as...

Fiduciary Trust Company Completes Acquisition of $6 Billion RIA

Fiduciary Trust Company International, a global wealth manager and subsidiary of Franklin Templeton, has completed its acquisition of Athena Capital Advisors LLC in a...

LPL Financial Recruits $610 Million Team from Raymond James

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Global Advisor Group to its broker-dealer and hybrid registered investment advisor platforms. Global Advisor Group...