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Ladenburg Launches Program to Attract Female College Students to Financial Advisor...

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched LIFT University, a program that encourages female college students to...

LPL Financial Recruits Former First Allied Firm

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Gulf Coast Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. The...

EP Wealth Advisors Acquires Rampart Wealth Advisors

EP Wealth Advisors LLC, an independent registered investment adviser, has acquired Rampart Wealth Advisors, a $118 million firm based outside of Denver in Greenwood...

ADISA Names Award Winners at 2018 Annual Conference in Las Vegas

ADISA, a trade association representing the non-traded alternative and direct investment space, announced the 2018 winners of the organization’s A Champion of Excellence (ACE),...

Bourne Financial Group Establishes Sales Team

Bourne Financial Group LLC, a sponsor of alternative investment offerings, has hired an internal distribution team for its seniors housing product platform. Bourne Financial...

Ric Edelman Invests in Crypto Asset Manager, Serves as Advisor

Bitwise Asset Management, which launched the first privately-offered cryptocurrency index fund in November 2017, reported that financial advisor and author Ric Edelman has invested...

LPL Financial Adds $220 Million Team from Waddell & Reed

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kansas City, Missouri-based BMG Advisors to its broker-dealer and corporate registered investment advisor platforms....

SEC Fines Voya Financial $1 Million for Cybersecurity Deficiencies

The Securities and Exchange Commission has fined Voya Financial Advisors Inc $1 million to settle charges related to its alleged failures in cybersecurity policies...

LPL Hires Former IBM Exec as EVP of Business Development

LPL Financial LLC, the nation’s largest independent broker-dealer, has hired former IBM executive Scott Posner as its executive vice president of business development. In...

LPL Financial Recruits Another Team from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added The Financial Planning Department Inc. to its broker-dealer and corporate registered investment advisor platforms....