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LPL Financial Recruits $800 Million Team from Securities America

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Equitrust Financial Group Ltd. to its broker-dealer and corporate registered investment advisor (RIA) platforms,...

LPL Financial Adds Two Advisors from Northwestern Mutual

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Scott Dudley and David McQuade to its broker-dealer and corporate registered investment...

LPL Expands Employee Advisor Model, Discloses Payout Range

LPL Financial LLC, the nation’s largest independent broker-dealer, has introduced a new employee advisor affiliation model where advisors can retain ownership of their book...

Mercer Advisors Buys Colorado RIA in Latest Acquisition

Mercer Global Advisors Inc., a national registered investment adviser, has acquired Summit Wealth Advisors Inc., a wealth management firm located in Frisco, Colorado with...

Cresset Asset Management Names Chief Operating Officer

Cresset Asset Management, a registered investment advisor with $9.8 billion in assets under management, has appointed Randall Conte as chief operating officer. In his...

LPL Financial Recruits $670 Million Firm from Kestra

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Cashman Consulting to its broker-dealer and corporate registered investment advisor platforms. The firm serves...

LPL Nabs M&T Bank’s $20 Billion Retail Brokerage and Advisory Business

M&T Bank Corporation (NYSE: MTB) has chosen LPL Financial, the nation’s largest independent broker-dealer, to support its retail brokerage and advisory business. M&T, which...

SFA Partners Adds Four Wealth Management Firms to Platform

SFA Partners, a group of independent advisor-focused entities, has recruited four wealth management firms: Kolinsky Wealth Management, Lehner Carroll Shope Capital Management, OakPoint Investment...

LPL Financial Adds $180 Million Financial Advisor

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Keith Boyd to its broker-dealer and hybrid registered investment advisor platforms, leveraging...

Triad Recruits $130 Million Hybrid

Triad Advisors, a wealth management firm within the Advisor Group network, has added Professional Planning & Wealth LLC to its corporate registered investment adviser...