Home Tags Retirement

Tag: retirement

LPL Financial Recruits $1 Billion Team from Securian

LPL Financial LLC, the nation’s largest independent broker-dealer, has added San Mateo, California-based SGC Financial and Insurance Services to its broker-dealer and corporate registered...

Former Wells Fargo Team Launches $500 Million Hybrid Practice with LPL

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Anthony “Tony” Frigoletto has launched his new independent practice, River’s Edge Wealth...

Mercer Advisors Buys Colorado RIA in Latest Acquisition

Mercer Global Advisors Inc., a national registered investment adviser, has acquired Summit Wealth Advisors Inc., a wealth management firm located in Frisco, Colorado with...

Mercer Advisors Continues Buying Spree with $910 Million RIA Acquisition

Mercer Global Advisors Inc., a registered investment adviser with $20 billion in client assets, has acquired M.J. Smith and Associates Inc., a wealth management...

Mercer Advisors Buys $660 Million RIA

Mercer Global Advisors Inc., a registered investment adviser, has acquired ClearRock Capital LLC, a wealth management firm headquartered in Sun Valley, Idaho with a...

Mercer Advisors Buys Los Angeles-Based RIA

Mercer Global Advisors Inc., a registered investment adviser, has purchased Argosy Wealth Management Inc., a wealth management firm located near Beverly Hills, California with...

Department of Labor Unveils Proposed Exemption for Investment Advice Fiduciaries

The U.S. Department of Labor has released a new proposed class exemption that would allow investment advice fiduciaries to receive compensation for their advice....

DOL Allows 401(k) Savers to Invest in Private Equity

The U.S. Department of Labor has issued an information letter indicating that retirement savers can include certain private equity investments in their defined contribution...

DOL Takes Another Step Towards Revised Fiduciary Rule

The U.S. Department of Labor sent its revised fiduciary rule proposal to the Office of Management and Budget on Monday. A draft of the...

Sponsored: The SECURE Act – The Gift That Keeps on Giving

By Kelli Click, president of STRATA Trust Company The end of last year brought a considerable gift for retirement savers, financial advisors and other professionals...