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Atria’s Sorrento Pacific Adds $1 Billion Team

Sorrento Pacific Financial LLC, an independent wealth management firm and subsidiary of Atria Wealth Solutions, has added Pennsylvania-based Schorn Wealth Management, a team of...

LPL Adds Former Ameriprise Team with $150 Million in Client Assets

LPL Financial LLC, the nation’s largest independent broker-dealer, has added three former Ameriprise financial advisors to its broker-dealer and corporate registered investment advisor platforms. Carter...

Ladenburg Launches 401(K) Platform for Advisors’ Business Clients

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched a fully-bundled 401(k) program that allows its advisors to provide...

Genstar-Backed Mercer Global Advisors Grows Northeast Presence with Latest Acquisition

Mercer Global Advisors Inc., a registered investment adviser with more than $16.5 billion in client assets, has purchased Regent Wealth Management Group, an RIA...

IFP Hires Former Cambridge Exec as New Chief Compliance Officer

Independent Financial Partners, an independent broker-dealer and multi-custodial registered investment advisor that split from LPL Financial earlier this year, has hired Melissa Loner as...

LPL Financial Recruits $1.1 Billion Team from Raymond James

LPL Financial LLC, the nation’s largest independent broker-dealer, has added the financial advisors of PacNorth Retirement Group to its broker-dealer and corporate registered investment...

Genstar-Backed Mercer Global Advisors Buys $510 Million AUM Firm

Mercer Global Advisors Inc., a registered investment advisor backed by Genstar Capital, has purchased Jackson Financial Management Inc., a large wealth management firm located...

Guest Content: Investing in Senior Housing Will Never Grow Old

By: Destry Witt, Investment Advisory Representative at RELiANCE Investing Inc. One of the most exciting aspects of the investment industry is that the “next big...

Triad Recruits Hybrid RIA from Spire Securities

Triad Advisors LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Argent Bridge Advisors, a three-advisor firm with...

FINRA Fines AXA for Misrepresenting Junk Bond Funds as Investment-Grade

The Financial Industry Regulatory Authority has fined AXA Advisors $600,000 for allegedly misrepresenting the credit quality of certain bond funds offered within group annuity...