Tag: retirement planning
Mercer Acquires $5 Billion RIA
Mercer Advisors Inc., a registered investment adviser with $38 billion in client assets, acquired Regis Management Company LLC, a wealth management firm with $5...
Mercer Advisors Acquires RIA with AUM of $1 Billion
Mercer Global Advisors Inc., a registered investment adviser with $38 billion in client assets, announced the acquisition of Goldstein Munger + Associates Inc.
Goldstein Munger,...
Coldstream Hires Former Charles Schwab Director as Chief Revenue Officer
Coldstream Wealth Management, an employee-owned registered investment adviser, has hired Natalie Straub as chief revenue officer. In her newly created role, Straub will develop...
Coldstream to Merge with $463 Million Wealth Management Firm
Coldstream Wealth Management, an employee-owned, independently operated wealth management firm, announced plans to merge with Rosenbaum Financial, a Portland, Oregon-based registered investment advisor with...
Coldstream and Paracle Advisors to Merge, Creating $5.7 Billion RIA
Coldstream Wealth Management, a registered investment adviser with $4.3 billion in client assets, and Paracle, an RIA with $1.4 billion, plan to merge under...
Private Equity-Backed Mercer Advisors Buys $740 Million Firm
Mercer Global Advisors Inc., a registered investment adviser with $28 billion in client assets, has purchased Epstein & White Financial LLC, a wealth management...
Mercer Buys Two RIAs with a Combined $1.6 Billion AUM
Mercer Global Advisors Inc., a registered investment adviser, has acquired McGee Wealth Management Inc., a firm located in Portland, Oregon with approximately $815 million...
Creative Planning Buys $1.6 Billion Atlanta-Based RIA in Largest Deal Yet
Creative Planning Inc., one of the nation's largest registered investment advisers, has purchased TrueWealth, an Atlanta-based RIA with approximately $1.6 billion in assets under...
Creative Planning Buys $600 Million RIA Focused on Oversees Clients
Creative Planning Inc., a registered investment adviser that manages approximately $49 billion in client assets, has purchased Thun Financial Advisors, a registered investment advisory...
Securities America Recruits Former Questar Super-OSJ
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added the Lanzetta Group, a Super-OSJ group with approximately...
Strategic Storage Growth Trust II Buys Sacramento Self-Storage Facility
Strategic Storage Growth Trust II Inc., a private real estate investment trust sponsored by SmartStop Asset Management, has purchased a 1,029-unit self-storage facility located...
LPL Financial Recruits Community First Investment Group
LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited Community First Investment Group, the investment program offered at Community First Bank of Indiana....
LPL Financial Adds Former Wells Fargo Firm to Platform
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Team Preheim Advisory to its broker-dealer and corporate registered investment advisor platforms.
Founded by Karl...
LPL Financial Adds Former Summit Brokerage Firm to Platform
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Patriot Wealth Management to its broker-dealer and corporate registered investment advisor platforms. Patriot joins...
Former Morgan Stanley Team Launches Independent RIA in New York
A team that oversaw $650 million in client assets at Morgan Stanley, has launched Opal Wealth Advisors, an independent registered investment advisor based in...
Two SmartStop REITs Complete Merger
Strategic Storage Growth Trust Inc., a non-traded real estate investment trust sponsored by SmartStop Asset Management, has completed its recently approved merger with affiliated...
LPL Financial Adds Former Kestra Team to its RIA and IBD...
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Regal Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. Regal joins...
Strategic Storage Growth Trust Shareholders Approve Merger with Affiliated REIT
Shareholders of Strategic Storage Growth Trust Inc., a non-traded real estate investment trust sponsored by SmartStop Asset Management, have approved the proposed merger with...
LPL Financial Recruits Wisconsin Bank Program from Raymond James
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Third Oak Investment Services, the investment program offered at Baraboo State Bank, to its...
Commonwealth Adds Former Cadaret Grant Team to Platform
Commonwealth Financial Network, the nation’s largest private registered investment adviser and independent broker-dealer, has added Michael Roberts Associates Inc. to its network of independent...
