Home Tags Registered investment advisor

Tag: registered investment advisor

Lasalle St. Recruits $625 Million Retirement Services Group

LaSalle St., a family of wealth management firms, has recruited Retirement Services Group, a Northbrook, Illinois-based practice specializing in profit sharing and 401(k) plans...

Hightower Invests in $1.3 Billion Stearns Financial Group

Hightower, a registered investment advisor backed by private equity firm Thomas H. Lee Partners, has secured an investment in Stearns Financial Group, a $1.3...

LPL Financial Recruits $375 Million Firm from Wells Fargo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Allen Lorenzi, Ira Shapiro and Michael Walker who have teamed up to...

LPL Acquires $1.5 Billion Lucia Securities

LPL Financial, the nation’s largest independent broker-dealer, has closed its acquisition of Lucia Securities, a broker-dealer and registered investment advisor based in San Diego...

Good Life Companies Adds $150 Million In Client Assets with Latest...

Good Life Companies, an independent hybrid registered investment advisor, has added two independent financial advisors to its platform with approximately $150 million in total...

Kestra’s Bluespring Hires Industry Veteran as VP of Business Consulting

Bluespring Wealth Partners LLC, a wholly owned subsidiary of Kestra Financial that focuses on acquiring registered investment adviser and wealth management firms, has hired...

LPL Financial Recruits $300 Million Advisor Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Todd Stabler and Dave Mantell of Stabler Wealth Management to its broker-dealer...

LPL Financial Recruits $800 Million Team from Securities America

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Equitrust Financial Group Ltd. to its broker-dealer and corporate registered investment advisor (RIA) platforms,...

LPL Financial Adds Two Advisors from Northwestern Mutual

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Scott Dudley and David McQuade to its broker-dealer and corporate registered investment...

LPL Expands Employee Advisor Model, Discloses Payout Range

LPL Financial LLC, the nation’s largest independent broker-dealer, has introduced a new employee advisor affiliation model where advisors can retain ownership of their book...