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HighTower to Buy $4.5 Billion Salient Private Client

HighTower, one of the nation's largest registered investment advisors, has agreed to acquire Salient Private Client, the Houston-based wealth management business of Salient Partners...

Jackson Appoints Former NPH CEO as President of Advisory Solutions

Jackson National Life Insurance Company has appointed Scott Romine as president of advisory solutions for Jackson National Life Distributors LLC, the marketing and distribution...

Securities America Recruits Former NPH Wealth Management Firm

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS), has recruited Morrison, Nordmann & Associates, an independent wealth...

SEC Fines PNC, Securities America, and Geneos $15 Million for Share...

PNC Investments LLC, Securities America Advisors Inc., and Geneos Wealth Management Inc. have settled charges with the Securities and Exchange Commission for allegedly breaching...

Waddell & Reed Names New Chief Compliance Officer

Waddell & Reed Financial Inc. (NYSE: WDR) has appointed 26-year industry veteran Elizabeth Hansen as senior vice president and chief compliance officer of its...

SagePoint Adds Three Advisor Groups with $2 Billion in Client Assets

SagePoint Financial, a financial services firm with more than 1,900 advisors nationwide, announced that High Point Capital Group, Legacy Financial Advisors Inc., and Buckley...

Triad Affiliate Recruits $100 Million Advisor from Lincoln Financial

Triad Advisors LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Atlanta area advisor Chris Kohne to Sugarloaf...

Ladenburg Subsidiary Appoints Chris Yarosh to Head New Multigenerational Platform

Investacorp Inc., an independent advisory and brokerage firm and wholly-owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has launched its multigenerational consulting...

SEC Commissioner Michael Piwowar to Speak at IPASummit 2018

The Investment Program Association has announced its full agenda for the upcoming IPASummit 2018 in Washington, D.C. on April 17-19th, including the addition of...

Three LPL Affiliates Merge to Create $2.6 Billion Super OSJ “Dream...

Merit Financial Group, an independent registered investment advisory firm, its merging with two independent financial advisory businesses, Botsford Financial Group and Financial Development Systems....