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Private Equity-Backed Wealth Enhancement Group to Buy $1.4 Billion RIA

Wealth Enhancement Group, an independent wealth management firm that oversees $13.6 billion in client brokerage and advisory assets, has agreed to purchase RCL Advisors...

LPL Financial Recruits Former Woodbury Financial Duo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Don Petricic and Tom Phillips to its broker-dealer and corporate registered investment...

LPL Financial Recruits Former 1st Global Duo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Parker Inabnet and Kate Redden of I.M. Wealth Care to its broker-dealer...

SEC Adds Another Cetera Firm to Fraud Complaint

The Securities and Exchange Commission has amended a complaint to add Cetera Advisor Networks LLC, a registered investment adviser and broker-dealer, as a defendant...

SkyView Launches Digital Platform for Wealth Management M&A and Financing

SkyView Partners, a correspondent lender focused on helping independent advisors, broker-dealers, and RIAs to pursue mergers, acquisitions and succession plans, has launched their Advisory...

SFA Holdings Launches Alternative Investment Consulting and Distribution Firm

SFA Holdings Inc., an umbrella of companies focused on independent financial advisors, has launched Timbrel Capital to assist alternative product sponsors in distributing investment...

LPL Recruits Former Ameriprise Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Mark Sudol, Gary Sudol, and Jeffery Lavin of The Sudol Group to...

LPL Recruits Former Wells Fargo Financial Advisor with $125 Million AUM

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Brian Gernant of Gernant Asset Management to its broker-dealer and corporate registered...

LPL Financial Recruits Former Ameriprise Hybrid

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Barry Rucks and Matt Silverhardt of Barry A. Rucks & Associates to...

Ladenburg Launches 401(K) Platform for Advisors’ Business Clients

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched a fully-bundled 401(k) program that allows its advisors to provide...