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Wealth Enhancement Group to Acquire $4.7 Billion RIA in Largest Transaction...

Wealth Enhancement Group, an independent wealth management firm, plans to acquire Carroll Financial Associates Inc., an independent registered investment advisor headquartered in Charlotte, North...

LPL Financial Recruits Another Texas-Based Team

LPL Financial LLC, the nation's largest independent broker-dealer, has added Corpus Christi Financial Group to its broker-dealer, corporate registered investment advisor, and custodial platforms. Corpus...

LPL Financial Recruits $625 Million Texas-Based Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added TBT Financial Services to its broker-dealer, corporate registered investment advisor, and custodial platforms. The advisors...

Lasalle St. Recruits $100 Million Husband-and-Wife Advisor Team from Cetera

LaSalle St., a family of wealth management firms encompassing independent broker-dealer and registered investment adviser (RIA) platforms, has recruited Roger and Rebecca Hannan, a...

LPL Managing Director and Chief Investment Officer to Retire in Early...

LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent of LPL Financial LLC – the nation’s largest independent broker-dealer, reported that Burt White, managing director...

Former Oppenheimer Team Launches New Practice with LPL

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tower 68 Financial Advisors, a former Oppenheimer team with approximately $550 million in advisory,...

Wealth Enhancement Group to Buy Miami-Based RIA with $1.1 Billion in...

Wealth Enhancement Group, an independent wealth management firm, plans to buy Investor Solutions, an independent registered investment advisor practice based in Miami with six...

LPL Financial Recruits Former Wells Fargo Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Everett Ice and the team at Ice Capital Management to its broker-dealer,...

CI Financial to Buy $3.4 Billion Ohio-Based Registered Investment Advisor

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, plans to purchase Budros, Ruhlin & Roe,...

Wealth Enhancement Group Buys Hybrid with $853 Million in Client Assets

Wealth Enhancement Group, an independent wealth management firm, has purchased Serafini Financial Group, a Maryland-based hybrid registered investment advisor with 12 total employees, four...