Home Tags Registered investment advisor

Tag: registered investment advisor

ExchangeRight Adds Internal Wholesaler Scott Peterman to Sales Team

ExchangeRight, a sponsor of 1031 exchanges and other alternative direct investment offerings, has appointed Scott Peterman as vice president to cover the Great Lakes...

EP Wealth Advisors Expands to Phoenix with Latest RIA Acquisition

EP Wealth Advisors LLC, an independent registered investment adviser with more than $4.9 billion in assets under managment, has acquired Pathlight Investors LLC, which...

LPL Financial Recruits $1.1 Billion Team from Raymond James

LPL Financial LLC, the nation’s largest independent broker-dealer, has added the financial advisors of PacNorth Retirement Group to its broker-dealer and corporate registered investment...

ExchangeRight Expands Sales Team with Hire of Veteran SVP

ExchangeRight, a sponsor of 1031 exchanges and other alternative direct investment offerings, has hired David Gunnels as a new senior vice president to oversee...

Former Cetera Team Returns to LPL

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Salter Financial Group has returned to its broker-dealer and corporate registered investment advisor platforms....

Atria Wealth Solutions Adds General Counsel to Executive Team

Atria Wealth Solutions, Inc. (Atria), a wealth management holding company, has hired Patricia Solfaro as general counsel. In this executive management role, Solfaro will focus...

LPL Financial Adds Former Oppenheimer Advisor with $220 Million in Client...

LPL Financial LLC, the nation’s largest independent broker-dealer, recruited J.R. Frenzel, a Bridgeport, West Virginia-based financial advisor who has aligned with Good Life Companies,...

Wells Fargo Names New Head of Asset Management Unit

Wells Fargo & Co. (NYSE: WFC), a financial services company with $1.9 trillion in assets, has appointed Nico Marais as chief executive officer and...

LPL Recruits Former Waddell & Reed Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Jake Murray, Mike Canavan and Jill Phillips of Teton Wealth Management to...

Great Lakes Fund Solutions Expands Management Team

Great Lakes Fund Solutions Inc., a registered transfer agent and investor services outsourcing company, has hired Gabriela Maganlal as financial and product management officer...