Home Tags Registered investment advisor

Tag: registered investment advisor

LPL Adds Former Wells Fargo Advisor to Existing Firm Gladstone

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Breandan Kelly has joined the company from Wells Fargo Advisors, and will...

LPL Financial Adds Three Former Ameriprise Financial Advisors to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Michael Bonevento, James Costabile and Craig Laday to its broker-dealer and corporate...

Private Equity Firm to Purchase Majority Stake in Kestra Financial

Global private equity firm Warburg Pincus LLC has agreed to purchase a majority interest in independent broker-dealer Kestra Financial Inc. from its current owner...

Hilltop Securities Names Former Piper Jaffray Exec as President and CEO

Hilltop Securities Inc., a financial services firm and registered investment adviser headquartered in Dallas, has appointed Bradley Winges to serve as president and chief...

Ladenburg’s Securities Service Network Recruits New York Practice With $180 Million...

Securities Service Network LLC, an independent advisory and brokerage firm and wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited...

Ladenburg Thalmann Launches Advanced Planning Group

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded diversified financial services company, has launched its enterprise-level advanced planning group, comprised of a team...

LPL Financial Adds $360 Million Team from Wells Fargo Advisors

LPL Financial, the nation’s largest independent broker-dealer, has added Harbor Financial Group to its broker-dealer and corporate registered investment advisor platforms. The firm joined...

Atria Wealth Solutions to Acquire NEXT Financial

Atria Wealth Solutions Inc., a wealth management holding company with subsidiaries that serve independent financial advisors and financial institutions, has agreed to acquire NEXT...

Former HD Vest CEO Takes the Reins at HighTower

HighTower, an independent fee-based advisory firm, has named industry veteran Bob Oros as its new chief executive officer. Oros, who has more than 20 years...

LPL Financial Adds $130 Million Credit Union Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Power Investment Services at Power Financial Credit Union to its broker-dealer and corporate registered...