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LPL Financial Adds Two Advisors from Northwestern Mutual

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Scott Dudley and David McQuade to its broker-dealer and corporate registered investment...

LPL Expands Employee Advisor Model, Discloses Payout Range

LPL Financial LLC, the nation’s largest independent broker-dealer, has introduced a new employee advisor affiliation model where advisors can retain ownership of their book...

LPL Financial Recruits $670 Million Firm from Kestra

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Cashman Consulting to its broker-dealer and corporate registered investment advisor platforms. The firm serves...

LPL Nabs M&T Bank’s $20 Billion Retail Brokerage and Advisory Business

M&T Bank Corporation (NYSE: MTB) has chosen LPL Financial, the nation’s largest independent broker-dealer, to support its retail brokerage and advisory business. M&T, which...

SFA Partners Adds Four Wealth Management Firms to Platform

SFA Partners, a group of independent advisor-focused entities, has recruited four wealth management firms: Kolinsky Wealth Management, Lehner Carroll Shope Capital Management, OakPoint Investment...

LPL Financial Adds $180 Million Financial Advisor

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Keith Boyd to its broker-dealer and hybrid registered investment advisor platforms, leveraging...

LPL Financial Recruits Former First Allied Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kris Staples and Trevor Johnson of Staples Financial to its broker-dealer and corporate registered...

SEC Revokes Registration of Connecticut-Based Investment Advisory Firm

The Securities and Exchange Commission has revoked the registration of Connecticut-based investment advisory firm Temenos Advisory Inc. Earlier this month, the SEC obtained a $2...

LPL Financial Recruits Father/Son Duo from Voya Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added father and son financial advisors Matt Meyers Sr. and Matthew Meyers Jr. of Crossroads...

ProEquities Names New President

ProEquities Inc., a registered investment advisor and broker-dealer, has promoted interim president Libet Anderson to president of the company. Anderson has more than 30...