GWG Secures Debtor-In-Possession Loan
December 21, 2022
GWG Holdings Appoints New CFO
December 19, 2022
GWG Former President and CEO Resigns from Board
December 6, 2022
GWG Directors Jump Ship
November 23, 2022
GWG’s Board Suspended by Bankruptcy Court
November 21, 2022
GWG Senior Execs Resign Amidst Bankruptcy
November 15, 2022
SEC and FINRA to Hold Roundtable on Regulation Best Interest and Form CRS
September 29, 2020
Bloomberg Plans to Restore DOL Fiduciary Rule if Elected
February 19, 2020
FINRA Releases Questions for SEC’s Reg BI Compliance Review
January 14, 2020
FINRA Issues Regulation Best Interest/Form CRS Checklist
October 9, 2019