Tag: private placements
DST Investments in Land: Not Your Traditional 1031 Exchange
Savvy real estate investors are looking for ways to defer their capital gains taxes. One alternative, increasing in popularity, is Delaware statutory trust investing...
506(c) Offerings: Practical Guidance for Broker-Dealers and Registered Investment Advisers
Rule 506(c) allows issuers to conduct their private placement offerings utilizing general solicitation to find investors on the condition that those issuers have taken...
SEC Begins Administrative Proceedings Against Broker Sentenced to Five Years in...
The Securities and Exchange Commission has instituted public administrative proceedings against a former broker who was sentenced to federal prison in June for wire...
Pacific Oak Capital Markets Appoints Manager of Product and Due Diligence
Pacific Oak Capital Markets Group LLC, the affiliated distributor of investment offerings sponsored by Pacific Oak Capital Advisors, has appointed industry veteran Mark Koshan...
SEC Obtains Asset Freeze to Halt Alleged Fraud by Georgia Stock...
The Securities and Exchange Commission has obtained a court order halting an alleged ongoing fraud perpetrated by a registered stock broker and several companies...
