Home Tags Ponzi

Tag: Ponzi

Dawn Bennett Appeals 20-Year Prison Sentence for Ponzi Scheme that Paid...

Former financial adviser and radio talk show host Dawn Bennett, who was sentenced to 20 years in prison last month for defrauding 46 investors...

FINRA Suspends Former Cetera Broker for Selling Woodbridge Notes in Unapproved...

The Financial Industry Regulatory Authority has fined and suspended a former Cetera Advisors broker for engaging in private securities transactions involving Woodbridge Group of...

SEC Charges Recidivist Violator with Securities Fraud Following Incarceration for Ponzi...

The Securities and Exchange Commission has charged Antonio Bravata, a recidivist securities law violator and convicted felon, with securities fraud that was conducted while...

Former Woodbridge Group CEO Pleads Guilty to Running $1.3 Billion Ponzi...

Robert Shapiro, who formerly served as chief executive officer of Woodbridge Group of Companies, pleaded guilty to conspiracy and tax evasion in Miami. Under Shapiro’s...

Longtime Securities America Broker Sentenced to 13 Years for Ponzi Scheme

Hector May, a former Securities America broker who stole millions of dollars from his clients in a Ponzi scheme with his daughter, was sentenced...

Financial Advisor with a Penchant for Witchcraft Sentenced to 20 Years...

Former financial adviser and radio talk show host Dawn Bennett was sentenced to 20 years in prison on Wednesday for defrauding 46 investors out...

SEC Charges Utah Man with Defrauding Investors in a Real Estate...

The Securities and Exchange Commission has charged Landon M. Smith of Salt Lake County, Utah with operating a real estate offering fraud and Ponzi...

SEC Charges Two Oil and Gas Execs with Defrauding Retail Investors

The Securities and Exchange Commission has charged Pennsylvania resident William Milles and Canadian resident Donald Lutzko with running an oil and gas offering fraud...

SEC Charges Unregistered Broker Who Sold Woodbridge and 1 Global Fraudulent...

The Securities and Exchange Commission has charged Henry J. "Trae" Wieniewitz, III and his Knoxville, Tennessee-based company, Wieniewitz Financial LLC, for unlawfully offering and...

SEC Obtains Final Judgment Against Virginia Investment Adviser Charged with Fraud

A Virginia district court has entered a final judgment against Fairfax, Virginia resident Amrit J. S. Chahal, who was charged last year by the...