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SEC Further Extends Reporting and Proxy Deadlines, FINRA Postpones Arbitration Meetings

The Securities and Exchange Commission has extended the filing periods covered by its previously announced conditional reporting relief for certain public company filing obligations...

SEC Encourages Companies to Hold Virtual Annual Meetings, Announces Regulatory Relief

The Securities and Exchange Commission has published guidance to assist companies with their obligation to hold annual shareholder meetings in light of coronavirus (COVID-19)...

FINRA Issues Notice on Pandemic-Related Business Continuity Planning

Due to the recent outbreak of coronavirus disease (COVID-19), the Financial Industry Regulatory Authority has issued a notice reminding firms to consider business continuity...