Tag: NPH
Former UBS Team Leaves Wirehouse Channel for Kestra
Kestra Private Wealth Services, LLC (Kestra PWS), a registered investment adviser subsidiary of Kestra Financial Inc., has added Three Bridges Planning, a five-person team...
Kestra Financial Hires New Vice President of Business Development
Kestra Financial Inc., an independent advisor platform headquartered in Austin, Texas, has hired 20-year financial services veteran Austin Moon III as its new vice...
Massachusetts Orders NPH Broker-Dealer to Refund Investors for Non-Traded REIT Sales
The Massachusetts Securities Division has ordered SII Investments Inc., an independent broker-dealer within the National Planning Holdings network, to pay restitution to certain Massachusetts...
LPL Financial Adds Former First Allied Team to its Platform
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Sackman & Son Financial Services to its broker-dealer and corporate registered investment advisory platforms....
LPL Reports Earnings Surge During Second Quarter
LPL Financial, the nation’s largest independent broker-dealer, announced its financial results for second quarter ended June 30, 2018.
The company reported net income of $119...
LPL Nearly Doubles Earnings in 1Q18, Provides Update on NPH Acquisition
LPL Financial, the nation’s largest independent broker-dealer, announced its financial results for the first quarter ended March 31, 2018 and gave an update on...
Jackson Appoints Former NPH CEO as President of Advisory Solutions
Jackson National Life Insurance Company has appointed Scott Romine as president of advisory solutions for Jackson National Life Distributors LLC, the marketing and distribution...
Commonwealth Nabs $263 Million Team from INVEST Financial
Commonwealth Financial Network, the nation’s largest private registered investment adviser and independent broker-dealer, has added Riverstone Wealth Partners LLC of St. Charles and Naperville,...
Cetera Financial Institutions Recruits Marquette Bank Program from NPH Affiliate
Cetera Financial Institutions, a member of the Cetera Financial Group network of independent broker-dealer firms, has recruited the wealth management program of Marquette Bank,...
LPL Financial Completes NPH Acquisition
LPL Financial, the nation’s largest independent broker-dealer, has completed its acquisition of broker-dealer network National Planning Holdings Inc., which is comprised of INVEST Financial...
Ladenburg’s Securities Service Network Recruits Five NPH Firms
Securities Service Network LLC, an independent advisory and brokerage firm, has recruited five independent financial advisory practices with a total of 16 independent advisors...
LPL Retains $1.6 Billion Life Brokerage Financial Group
Life Brokerage Financial Group, a brokerage firm with $1.6 billion in assets under management, will join LPL Financial’ s broker-dealer and corporate registered investment...
Securities America Transitions 14 More Advisor Groups
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Service (NYSE: LTS), has transitioned 14 independent financial advisory businesses and groups from across...
LPL Financial Retains $1.2 Billion Super OSJ
LPL Financial, the nation’s largest independent broker-dealer, has retained super OSJ, Advisors Southeastern Alliance, a $1.2 billion firm affiliated with Invest Financial Corporation. Advisors...
Cetera Recruits $700 Million Former NPH-Affiliated Bank Wealth Management Program
Investors Bank, one of the largest bank wealth management programs affiliated with Invest Financial, has opted to move its retail wealth management program to...
