Tag: managing broker-dealer
Preferred Capital Securities Names New President of Preferred Shareholder Services
Preferred Capital Securities LLC, an independent managing broker-dealer, has hired Claire McLean as chief operating officer and president of Preferred Shareholder Services.
“With her industry...
Preferred Capital Securities Adds External Wholesaler for Great Lakes Region
Preferred Capital Securities LLC, an independent managing broker-dealer, announced that Rob Babcock has joined the organization as regional vice president covering Minnesota, Wisconsin, Illinois...
Preferred Capital Securities Hires Regional Vice President
Preferred Capital Securities LLC, an independent managing broker-dealer, announced the addition of Geoffrey Ihm to their organization as a regional vice president covering the...
PCS Hires Regional Vice President
Preferred Capital Securities LLC, an independent managing broker-dealer, announced the addition of Jade Clark as regional vice president covering the New York Metro and...
Preferred Capital Securities Reaches $4 Billion Capital Raise Milestone
Preferred Capital Securities LLC, an independent managing broker dealer, announced it achieved a milestone of raising more than $4 billion in retail capital since...
Preferred Capital Securities Hires Vice President of Due Diligence
Preferred Capital Securities LLC, an independent managing broker dealer, has hired Christina Miranda as vice president of due diligence. In her new role, she...
Preferred Capital Securities Hires SVP of Customer Experience
Preferred Capital Securities, an independent managing broker-dealer, has hired Wes Smith as senior vice president of customer experience.
Prior to joining the firm, Smith spent...
Preferred Capital Securities Reports Total Capital Raise of $3 Billion
Preferred Capital Securities LLC, an independent managing broker-dealer and the dealer manager for various offerings for Prospect Capital Corporation (NASDAQ: PSEC) and Preferred Apartment...
