Home Tags LPL

Tag: LPL

LPL Financial Adds Former Cetera Team to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Founders Investment Services, offered at Founders Federal Credit Union, to its broker-dealer and corporate...

LPL Recruits Former Cadaret Grant Team

LPL Financial LLC, a nation’s largest independent broker-dealer, has added Mayco Financial Services to its broker-dealer and corporate registered investment advisor platforms. Mayco, which...

Cetera Hires Former LPL Exec as a Community Financial Institution Director

Cetera, a network of independent broker-dealer firms, has hired Brian Neyland as an independent program manager servicing banks, credit unions and independent advisors in...

FINRA Fines LPL Nearly $2.8 Million for Complaint Reporting Violations and...

The Financial Industry Regulatory Authority has fined LPL Financial LLC $2.75 million for complaint-reporting and anti-money laundering program failures that spanned a period of...

LPL Adds Former Cetera Hybrid to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Brennan Asset Management Group to its broker-dealer and corporate registered investment advisor platforms. Brennan Asset...

LPL Recruits $500 Million Team Formerly with Cadaret Grant

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Beltz Ianni & Associates LLC to its broker-dealer and corporate registered investment advisor platforms....

LPL Recruits $520 Million Firm from Cambridge

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Premier Investments of Iowa Inc. to its broker-dealer and corporate registered investment advisor platforms....

LPL Financial Adds $180 Million Team from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Winebrenner Financial Services to its broker-dealer and corporate registered investment advisor platforms. The firm...

LPL Financial Recruits Former First Allied Firm

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Gulf Coast Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. The...

LPL Financial Adds $220 Million Team from Waddell & Reed

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kansas City, Missouri-based BMG Advisors to its broker-dealer and corporate registered investment advisor platforms....