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LPL Financial Recruits Former First Allied Firm

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Gulf Coast Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. The...

LPL Financial Adds $220 Million Team from Waddell & Reed

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kansas City, Missouri-based BMG Advisors to its broker-dealer and corporate registered investment advisor platforms....

Cetera Financial Group Adds Two Executives to Business Development Team

Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has added two new executives, Jeffrey Bottorff and...

LPL Hires Former IBM Exec as EVP of Business Development

LPL Financial LLC, the nation’s largest independent broker-dealer, has hired former IBM executive Scott Posner as its executive vice president of business development. In...

LPL Financial Recruits Another Team from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added The Financial Planning Department Inc. to its broker-dealer and corporate registered investment advisor platforms....

LPL Financial Recruits $300 Million Firm from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Multop Financial to its broker-dealer and corporate registered investment advisor platforms. Multop Financial, which...

LPL Recruits Former Lincoln Financial Firm with $200 Million in Client...

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Richmond, Virginia-based Moore Financial Services to its broker-dealer and corporate registered investment advisor platforms....

LPL’s Genesis Wealth Management Adds Seven Advisors

Genesis Wealth Management, an independent firm on LPL Financial’s broker-dealer and registered investment advisor platforms, has added seven advisors previously affiliated with USAA Financial...

Massachusetts Orders NPH Broker-Dealer to Refund Investors for Non-Traded REIT Sales

The Massachusetts Securities Division has ordered SII Investments Inc., an independent broker-dealer within the National Planning Holdings network, to pay restitution to certain Massachusetts...

LPL’s Gladstone Appoints Former UBS Exec as President of Private Client...

Gladstone Wealth Group, a registered investment advisor affiliated with LPL Financial, the nation's largest independent broker-dealer, has named Robert Limmer as president of its...