Tag: LPL
LPL Reports $1.1 Trillion in Advisory and Brokerage Assets in 2Q21
LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent of LPL Financial LLC – the nation’s largest independent broker-dealer, reported that total advisory and brokerage...
LPL Financial Recruits Former Cetera Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Joe Roddy, Steve Mayer, and Laurie Elfrank of West End Advisory Group...
LPL Financial Adds Former Ameriprise Team
LPL Financial LLC, the nation's largest independent broker-dealer, has added financial advisor Alan Kodama and the team at Pacstar Financial Group to its broker-dealer,...
Former Wells Fargo Advisors Launch Independent Practice with LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, reported that financial advisors Steven Carlsen and Sathya Chey have launched a new independent practice, Arise...
LPL Financial Recruits 30-Member OSJ Formerly with Voya
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Brian M. Woods Financial Services, a large enterprise supervising approximately 30 financial advisors, to its...
Former Wirehouse Team Launches Independent Practice with LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, reported that financial advisor Larry Boggs has launched a new independent practice, Boggs & Company Wealth...
$1.2 Billion Former UBS Team Goes Indie with LPL-Affiliate Gladstone
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Puzzle Wealth Solutions to its broker-dealer, hybrid registered investment advisor, and custodial platforms.
The 10-person...
LPL Financial Recruits Former Northwestern Mutual Advisors
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors John Patterson, Steve Owings, Joe Patterson and McKee Nunnally to its broker-dealer,...
Former LPL Broker to Plead Guilty to Stealing $2.9 Million from...
Massachusetts-based investment adviser and former LPL Financial broker, James K. Couture, will plead guilty to three counts of wire fraud and one count of...
LPL Financial Recruits Former Blucora Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Ashley Dusek and the team at Benchmark Financial Services to its broker-dealer,...
