Tag: LPL
LPL Recruits Credit Union Wealth Management Practice from Cetera
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tarik Eldin and Mike Hastings with SCU Investment Services at Sacramento Credit Union to...
LPL Financial Recruits $650 Million Team from Cetera
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Synergy Wealth Alliance, an office of supervisory jurisdiction led by chief executive officer and...
LPL Financial Recruits Pair from Advisor Group with Combined $330 Million
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Craig Lewelling and Greg Krpalek to its broker-dealer and corporate registered investment...
LPL Recruits Financial Advisors from Sagepoint and Ameriprise
LPL Financial LLC, the nation’s largest independent broker-dealer, has added eight financial advisors to its broker-dealer and corporate registered investment advisor platforms aligned with...
LPL Financial Recruits Former MassMutual Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added the newly named Twenty Four Wealth Management to its broker-dealer and hybrid registered investment...
LPL Financial Promotes National Sales Exec to Managing Director
LPL Financial LLC, the nation’s largest independent broker-dealer, has promoted Matt Enyedi from executive vice president to managing director of national sales.
Enyedi began his...
SEC Bars Former LPL Broker for Defrauding Federal Employees
The Securities and Exchange Commission has barred former LPL Financial broker, Christopher Laws, for recommending his federally employed clients roll over holdings from their...
LPL Recruits Former Advisor Group Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added seven financial advisors with CPC Financial Planning to its broker-dealer and corporate registered investment...
LPL Financial Recruits $500 Million Team from Centaurus
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Herbert Financial Group to its broker-dealer and corporate registered investment advisor platforms. The firm’s...
LPL Financial Recruits $550 Million Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Gatewood Wealth Solutions to its broker-dealer and corporate registered investment advisor platforms. The team...
