Tag: LPL Financial LLC
Cetera Completes Acquisition of Avantax
Avantax Inc. (NASDAQ: AVTA), a tax-focused financial planning firm, and the parent company of Cetera Financial Group, one of the nation’s largest networks of...
Cetera to Acquire Avantax for $1.2 billion
Avantax Inc. (NASDAQ: AVTA), a tax-focused financial planning firm, and the parent company of Cetera Financial Group, one of the nation’s largest networks of...
Ex-Merrill Lynch Advisors with $325 Million in Assets Launch Practice via...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Megan M. Stirrat and Tenley Y. Hardt have joined LPL Financial to...
Prudential Financial Agrees to Move $50 Billion in Client Assets to...
Prudential Financial Inc. and LPL Financial Holdings Inc. announced a “strategic relationship agreement” that will transfer all the retail and investment advisory assets of...
Former Kestra Advisors with $1.5 Billion in Assets Join LPL Financial
LPL Financial LLC announced that Watermark Wealth Management has joined LPL Financial’s broker-dealer, registered investment advisor and custodial platforms.
Watermark Wealth Management, which joined LPL...
Former Merrill Lynch Advisors with $270 Million in Assets Join LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Roger Relucio, Pasqualino “Pat” Ruffa and David Kraus have joined LPL Financial...
Former JP Morgan Financial Advisor with $165 Million in Assets Joins...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Andrew Hayek has joined LPL Financial’s broker-dealer, registered investment advisor and custodial...
Wood Wealth Management Launches Via LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Brendan Wood, has joined LPL’s employee advisor channel, Linsco by LPL Financial,...
Former Merrill Lynch Advisors with $320 Million Under Advisement Join LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor John Klein has joined LPL Financial to launch a new independent practice,...
Former Morgan Stanley Advisors with $650 Million in Assets Join LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Matt Tabler, Mark Eberle and Mark Allison have joined LPL Financial to...
Former Carson Group Advisor with $100 Million in Assets Rejoins LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Richard “Dick” Donahue has rejoined LPL Financial’s broker-dealer, registered investment advisor and...
LPL Financial Up to Nearly 22,000 Advisors
LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent of LPL Financial LLC – the nation’s largest independent broker-dealer, released its second quarter 2022 financial...
Former Merrill Lynch Advisors with $425 Million in Assets Joins LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Terri L. Conger, Joseph Blackner, Jace Kasteler, and Trevor Lubereski have joined...
LPL to Acquire Crown Capital Securities
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that the firm has entered into a definitive purchase agreement to acquire the wealth management...
Former Wells Fargo Advisors with $245 Million in Assets Join LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors John Thornton and Jake McLean have joined LPL’s employee advisor channel, Linsco...
Syracuse Wealth Management Joins LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Syracuse Wealth Management has joined LPL Financial’s broker-dealer, registered investment advisor and custodial platforms.
The...
Former Edward Jones Advisor with $235 Million in Assets Joins LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Laura Evans has joined LPL Financial’s broker-dealer, registered investment advisor and custodial...
Former Avantax Advisor Joins Cetera
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that Jacob Turley has joined the West division of Cetera...
Former Cetera Advisors with $200 Million in Assets Join LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Jerry Kanter and Scott Mason with Advanced Benefit Systems have joined LPL...
Former Wells Fargo Advisor with $145 Million in Assets Joins LPL...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor David W. Rodgers has joined LPL Financial’s broker-dealer, registered investment advisor and...
