Tag: Ladenburg
Advisor Group Expands Senior Leadership Team, Hires Former LPL Executive
Advisor Group, one of the nation's largest wealth management firms, has expanded its leadership team following its recent merger with Ladenburg Thalmann. The management...
Ladenburg Thalmann Completes Merger with Advisor Group
Ladenburg Thalmann Financial Services Inc., a financial services company, has completed its merger with Advisor Group Inc., one of the nation's largest networks of...
Ladenburg Shareholders Approve Merger with Advisor Group
Shareholders of Ladenburg Thalmann Financial Services (NYSE: LTS), a publicly traded financial services firm, have approved the company’s proposed merger with Advisor Group, one...
Former Ladenburg Chairman Files Lawsuit to Halt Advisor Group Merger
Ladenburg Thalmann Financial Services Inc.’s former chairman and its largest shareholder, Phillip Frost, has filed a lawsuit against the firm following its proposed merger...
Securities America Nabs $560 Million Hybrid
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added Goldstein & Associates, an independent wealth management firm...
Securities America Launches Super OSJ With Former SA Stone Wealth Management...
Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has partnered with wealth management industry veteran David Pintaric to launch his...
Ladenburg Discloses Complaints Against Subsidiary Broker-Dealer Over GPB Sales
Ladenburg Thalmann Financial Services (NYSE: LTS), a publicly traded financial services firm, disclosed in its quarterly financial report that multiple arbitration claims and one...
Advisor Group and Ladenburg Thalmann to Merge in $1.3 Billion Deal
Advisor Group, one of the nation's largest networks of independent wealth management firms, and Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly traded...
Ladenburg Thalmann Purportedly Up for Sale
Ladenburg Thalmann Financial Services (NYSE: LTS), a publicly traded financial services firm, is reportedly eyeing a potential sale, according to industry reports, citing anonymous...
KMS Financial Recruits Practice with $230 Million in Client Assets
KMS Financial Services Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Patrick Funke & Associates, an investment...
Securities America Recruits Former Summit Brokerage Team
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Knight Investments Group Inc., an independent wealth management...
Cannabis-Focused Treehouse REIT Raises $60.3 Million in Private Offering
Treehouse Real Estate Investment Trust Inc., a private REIT that invests in properties utilized by the cannabis industry, has completed it private offering and...
Securities America Adds Group with $182 Million in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Nittany Brokerage Financial, a multi-service independent financial advisory...
Securities America Adds Three Groups with Approximately $245 Million in Client...
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited three advisory practices with client assets totaling approximately...
Triad Recruits Hybrid RIA from Spire Securities
Triad Advisors LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Argent Bridge Advisors, a three-advisor firm with...
Priority Income Fund Launches AA- Rated Preferred Stock Program
Priority Income Fund Inc., a registered closed-end fund, plans to expand its cumulative mandatory redeemable term preferred stock issuance through a new investment program.
Incapital...
Securities America Recruits Team with $200 Million in Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS), has recruited a group of six advisors with more...
Securities America Advisors Can Now Use Instagram for Social Media Marketing
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has provided its affiliated advisors with a compliant process to...
Cannabis REIT Treehouse Completes Private Placement of Common Stock, Secures Debt...
Treehouse Real Estate Investment Trust, Inc., a private REIT that invest in properties utilized by the cannabis industry, has completed its private placement of...
Securities America Recruits Former Questar Super-OSJ
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added the Lanzetta Group, a Super-OSJ group with approximately...
