Tag: Ladenburg Thalmann Financial Services
Ladenburg Launches 401(K) Platform for Advisors’ Business Clients
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched a fully-bundled 401(k) program that allows its advisors to provide...
Ladenburg Invests in Impact Investing Start-Up Targeting Millennial Investors
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has invested in Newday Financial Technologies Inc., a San Francisco-based startup focused...
Triad Recruits Hybrid RIA from Spire Securities
Triad Advisors LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Argent Bridge Advisors, a three-advisor firm with...
Ladenburg Names Veteran Executive to Senior Vice President of Enterprise Services
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has appointed veteran industry operations and technology executive David Ballard to the...
KMS Financial Services Names New Chief Executive Officer
KMS Financial Services Inc., an independent advisory and brokerage firm and wholly-owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has named Erinn...
Securities America Recruits Former Ameriprise Group with $459 Million in Client...
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS), has recruited Syntegra Private Wealth Group, a group of...
Ladenburg Thalmann Launches Advanced Planning Group
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded diversified financial services company, has launched its enterprise-level advanced planning group, comprised of a team...
Triad Recruits Former LPL Retirement Group with $10 Billion in Assets...
Triad Advisors, LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), and Resources Investment Advisors LLC, a wealth management and...
Ladenburg Subsidiary Investacorp Adds Father-Son Team to Platform
Investacorp Inc., an independent advisory and brokerage firm that oversees more than $16 billion in total client assets, has added Wealth Innovations to its...
Securities America Recruits Betcher Financial Group from ONESCO
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Betcher Financial Group, a network of nine advisors...
Triad Advisors Adds $850 Million Team from Wells Fargo
Triad Advisors LLC, an independent advisory and brokerage firm and subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added Stonebridge Financial Group...
Triad Advisors Names Former Colony NorthStar RIA Wholesaler as VP of...
Triad Advisors LLC, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has hired Michael Gatti to serve as vice president...
Ladenburg’s Highland Capital Launches Hybrid Long-Term Care Insurance Desk
Highland Capital Brokerage, an independent life insurance brokerage company and subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has launched its new hybrid...
Securities America Recruits Advisory Duo From Cadaret Grant
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added JSD Associates to its platform. JSD Associates, which...
Ladenburg Launches Program to Attract Female College Students to Financial Advisor...
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched LIFT University, a program that encourages female college students to...
Ladenburg Chairman Steps Down Amid SEC Allegations
Phillip Frost, chairman of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has stepped down from his role at the company following charges filed by...
Ladenburg Thalmann Subsidiary Acquires Insurance Distribution Business with 3,000 Advisors
Ladenburg Thalmann Annuity Insurance Services LLC (LTAIS), a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK and...
Securities America Recruits $650 Million Super OSJ Hybrid from LPL Financial
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added Patriot Financial Group, an independent hybrid registered investment...
Ladenburg Launches New Succession Planning Platform
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched a new succession, continuity and acquisitions platform for its independent...
Ladenburg Promotes 24-Year Employee to SVP for Organizational and Practice Development
Ladenburg Thalmann Financial Services Inc. (NYSE: LTS, LTSL, LTS PrA, LTSF), a publicly-traded financial services company, has promoted Kirk Hulett, head of Ladenburg practice...
