Tag: Janney Montgomery Scott
Massachusetts Fines Broker-Dealer Over Improper Mutual Fund Sales
The Massachusetts Securities Division has fined Janney Montgomery Scott LLC more than $286,000 and ordered the broker-dealer to pay nearly $164,000 in restitution to...
AR Global’s American Finance Trust Launches $30 Million Preferred Stock Offering
American Finance Trust Inc. (Nasdaq: AFIN), a former non-traded real estate investment trust sponsored by AR Global, has launched an underwritten public offering for...