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Annuities Trade Group Sues DOL Over Fiduciary Rule

The Federation of Americans for Consumer Choice Inc., a relatively new trade group that represents insurance agents and annuities sellers, has filed a lawsuit...

Guest Contributor: Marketing and Networking Best Practices for Financial Professionals

By: Drew Jackson, President of Concorde Investment Services Financial professionals work in an extraordinarily dynamic and rapidly evolving industry, where new tech, new tools, and...

Department of Labor Issues Final Fiduciary Rule

On Tuesday, the Department of Labor issued its “fiduciary rule” that governs investment advice for retirement plans after the Office of Management and Budget...

Focus Financial Adds $680 Million RIA

Focus Financial Partners Inc. (NASDAQ: FOCS), a partnership of independent, fiduciary wealth management firms, has added Kavar Capital Partners LLC, a Kansas -based registered...

Focus Financial to Buy $1.6 Billion Ohio-Based RIA

Focus Financial Partners Inc. (Nasdaq: FOCS), a partnership of independent, fiduciary wealth management firms, has agreed to purchase Fairway Wealth Management, an Ohio-based registered...

Department of Labor Unveils Proposed Exemption for Investment Advice Fiduciaries

The U.S. Department of Labor has released a new proposed class exemption that would allow investment advice fiduciaries to receive compensation for their advice....

DOL Takes Another Step Towards Revised Fiduciary Rule

The U.S. Department of Labor sent its revised fiduciary rule proposal to the Office of Management and Budget on Monday. A draft of the...