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DOL Submits New Fiduciary Rule for Review; Faces Fierce Resistance. Broker-dealers, Department of Labor, DOL, Financial Services Institute, FSI, independent contractor, registered investment advisors, RIAs, The American Council of Life Insurers, Insured Retirement Institute
Alts News

DOL Submits New Fiduciary Rule for Review; Faces Fierce Resistance

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The Department of Labor is facing strong opposition to its newly released proposal that “would amend the regulatory definition of the term fiduciary …...
Alts News

Former Cetera and Advisor Group CEO Joins Board of Clark Capital

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Clark Capital Management Group, an independent asset management firm, has appointed industry veteran Larry Roth to its board of directors. Roth is the former CEO...
Alts News

DOL Fiduciary Rule Opponents Urge Appeals Court to “Vacate” the Rule

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In response to the recent charges levied against broker-dealer Scottrade Inc. by the Massachusetts Securities Division for alleged fiduciary rule violations, opponents of the...
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