Home Tags Insurance

Tag: insurance

Protective Life to Combine Insurance and Financial Planning Affiliates into Single...

Protective Life Corporation plans to combine its insurance and financial planning affiliates into a single organization dubbed Concourse Financial Group. Concourse is expected to launch...

FSI Challenges DOL Independent Contractor Rule Withdrawal

The Financial Services Institute, a trade group representing independent financial advisors and independent financial services firms, has joined in filing an amended complaint against...

FSI Launches Health Insurance Program for Financial Advisors

The Financial Services Institute (FSI), a trade group representing independent financial advisors and independent financial services firms, has launched a health insurance program for...

Arete Wealth Completes Acquisition of Center Street Securities

Arete Wealth, an independent broker-dealer, registered investment advisor, and insurance firm, has completed its acquisition of Center Street Securities, a Nashville-based securities broker-dealer and...

NexPoint Securities Hires Industry Vet to Lead Annuity Product Distribution

NexPoint Securities Inc., a registered broker- dealer that serves as the distributor for investment products on the NexPoint platform, has hired Brian Graime as...

SFA Partners Adds Four Wealth Management Firms to Platform

SFA Partners, a group of independent advisor-focused entities, has recruited four wealth management firms: Kolinsky Wealth Management, Lehner Carroll Shope Capital Management, OakPoint Investment...

Docupace Sells Majority Stake to Private Equity Firm, Appoints New CEO

Docupace, a cloud-based digital operations software for wealth management firms, has secured a majority equity investment from FTV Capital, a sector-focused equity investment firm. Docupace...

FINRA Bars Broker for Forging Customer Signatures on VA Policy Documents

The Financial Industry Regulatory Authority has barred Cristina Sabengsy, formerly with NYLIFE Securities LLC, for allegedly forging customer signatures on insurance and variable annuity...

NFP to Buy Bronfman Rothschild to Create $10 Billion RIA

NFP Corp., an insurance broker and provider of wealth management, retirement and estate planning services, plans to acquire wealth advisory firm Bronfman E.L. Rothschild...

Securities America Recruits Former Questar Super-OSJ

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added the Lanzetta Group, a Super-OSJ group with approximately...