Tag: IBD
LPL Recruits Father-Son Advisors from Advisor Group’s KMS Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, has added father/son financial advisors Tom and Bill Smothers to its broker-dealer and corporate RIA platforms,...
LPL Financial Recruits $1 Billion Hybrid from Cetera
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tagge Rutherford Financial Group to its broker-dealer and corporate RIA platforms, which leverage LPL...
Former Wells Fargo Advisor Goes Indie with Move to LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Rajat Rajan of the newly minted Tranquil Advisors to its broker-dealer and...
LPL Financial Hires Former Bank of America Exec as EVP and...
LPL Financial LLC, the nation’s largest independent broker-dealer, has hired Thomas Cappello as executive vice president and chief risk officer. In his new role,...
LPL Financial Adds $350 Million Credit Union Team
LPL Financial LLC (Nasdaq: LPLA), the nation’s largest independent broker-dealer, announced that the wealth management division at GreenState Credit Union has joined the company’s...
LPL Financial Recruits $200 Million Team from Blucora
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Reason Financial to its broker-dealer and hybrid registered investment advisor platform, leveraging LPL as...
LPL Financial Recruits Team from Advisor Group’s Securities Service Network
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Hendrix Group Financial Services to its broker-dealer and corporate RIA platforms, which leverage LPL...
Former Wells Fargo Advisors Join LPL and Launch Indie Firm
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that longtime financial advisors Marc DeCicco and Tad M. Wilson have launched their independent practice,...
LPL Financial Recruits $1 Billion Team from Securian
LPL Financial LLC, the nation’s largest independent broker-dealer, has added San Mateo, California-based SGC Financial and Insurance Services to its broker-dealer and corporate registered...
Former Wells Fargo Team Launches $500 Million Hybrid Practice with LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Anthony “Tony” Frigoletto has launched his new independent practice, River’s Edge Wealth...
