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Cetera Recruits $140 Million Team from Commonwealth

Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, has recruited Cramer Capital Management, a Kansas City-based team formerly affiliated...

Cove Capital Names Vice President and Head of Wholesale Distribution

Cove Capital Investments, LLC, a sponsor of securitized 1031 exchanges and other private real estate investment offerings, has appointed Corey Nolen as vice president...

Cetera Recruits $300 Million Team from Mass Mutual

Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, has recruited Skafco, a financial planning team that manages approximately $300...

Independent Financial Group Hires SVP of National Sales and Marketing

Independent Financial Group LLC, an independent broker-dealer, has hired Chad Cristo as senior vice president of national sales and marketing.In his new role, Cristo...

Cetera Advisor Networks Appoints New President

Cetera Financial Group, a network of independent retail firms, has appointed Tim Stinson as president of Cetera Advisor Networks.Stinson replaces Tom Taylor, who will...

Prospera Financial Services Buys $1.4 Billion Firm

Prospera Financial Services Inc., an independent broker-dealer, has purchased Dorsey & Company Inc., a New Orleans-based firm with approximately $1.4 billion in assets under...

DAI Securities Hires Chief Investment Officer

DAI Securities LLC, a full-service independent broker-dealer and registered investment advisor that specializes in alternative investments, has hired Tim Witt as its chief investment...

Cetera Recruits More Than $2.4 Billion in New Assets In 3Q21

Cetera Financial Group, a network of independent wealth management firms, has reportedly recruited more than $2.4 billion in new assets in the third quarter...

Cetera Adds $100 Million Investment, Tax, Estate and Medicare Practice

Cetera Financial Specialists LLC, an independent broker-dealer within the Cetera network of firms, has added HD Financial Specialists, a full-service wealth management practice based...

Cetera Recruits $2.4 Billion Texas-Based Team

Cetera Advisors LLC, a wealth management firm within the Cetera network, has recruited Totus Wealth Management, a Texas-based team with $2.4 billion in client...

Atria’s Cadaret Grant Recruits $2 Billion OSJ

Cadaret Grant, an independent wealth management firm and subsidiary of Atria Wealth Solutions Inc., has recruited Ohio-based Cedar Brook Group, an office of supervisory...

Cetera Recruits $340 Million Team from LPL Financial

Cetera Financial Group, a network of independent retail firms, has recruited The Advisors LLC, a full-service wealth management practice based in Pennsylvania with $150...

Arete Wealth Completes Acquisition of Center Street Securities

Arete Wealth, an independent broker-dealer, registered investment advisor, and insurance firm, has completed its acquisition of Center Street Securities, a Nashville-based securities broker-dealer and...

Cetera’s Farpointe Wealth Partners Recruits $190 Million Team

Farpointe Wealth Partners LLC, an independent financial advice firm within the Cetera network, has added Schexnayder Wealth Advisors, a $190 million asset team led...

LPL Financial Adds Two Financial Advisors with $350 Million in Client...

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Jerry Giordano and Joseph Praino to its broker-dealer and corporate RIA platforms,...

LPL Financial Recruits $200 Million Family Team from Wells Fargo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Louis Pelliccioni, Brice L. Pelliccioni, and Amanda Pelliccioni to its broker-dealer and corporate RIA...

LPL Buys FinTech Firm for $12 Million

LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent company of the nation’s largest independent broker-dealer, LPL Financial LLC, has acquired Blaze Portfolio, a Chicago-based...

LPL Recruits Father-Son Advisors from Advisor Group’s KMS Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added father/son financial advisors Tom and Bill Smothers to its broker-dealer and corporate RIA platforms,...

LPL Financial Recruits $1 Billion Hybrid from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tagge Rutherford Financial Group to its broker-dealer and corporate RIA platforms, which leverage LPL...

Former Wells Fargo Advisor Goes Indie with Move to LPL

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Rajat Rajan of the newly minted Tranquil Advisors to its broker-dealer and...