Tag: IBD
Atria Wealth Solutions Adds General Counsel to Executive Team
Atria Wealth Solutions, Inc. (Atria), a wealth management holding company, has hired Patricia Solfaro as general counsel.
In this executive management role, Solfaro will focus...
Wells Fargo Names New Head of Asset Management Unit
Wells Fargo & Co. (NYSE: WFC), a financial services company with $1.9 trillion in assets, has appointed Nico Marais as chief executive officer and...
Great Lakes Fund Solutions Expands Management Team
Great Lakes Fund Solutions Inc., a registered transfer agent and investor services outsourcing company, has hired Gabriela Maganlal as financial and product management officer...
Independent Broker-Dealers and RIAs Expect Higher Revenues in 2019
ADISA, a trade association representing the retail alternative investment space, has released the results of its inaugural market prediction survey, which was conducted with...
Former Ameriprise Advisor Goes Indie with LPL Firm
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Mike Bensey has joined LPL Financial and aligned with Good Life Companies....
LPL Financial to Acquire Firm with $3 Billion in Client Assets
LPL Financial Holdings Inc. has agreed to acquire Allen & Company of Florida Inc., a broker-dealer and registered investment adviser with 30 advisors that...
IFP Officially Launches Independent Broker-Dealer After Terminating LPL Contract
Independent Financial Partners has officially terminated their contract with LPL Financial and started the process of transitioning to its new independent broker-dealer entity.
IFP left...
LPL Financial Recruits Fee-Only Advisor with $1.1 Billion in Client Assets
LPL Financial LLC, a retail investment advisory firm and independent broker-dealer, has recruited financial advisor Peter Heilbron to its corporate registered investment advisor platform...
Four Former UBS Advisors with $530 Million Go Indie with Backing...
Former UBS wealth advisors Steven Tenney, Joseph Powers, Helen Andreoli, and Jack Piper have partnered with Dynasty Financial Partners to launch an independent wealth...
Benjamin F. Edwards Launches Registered Investment Advisor
Benjamin F. Edwards, an independent broker-dealer with $25 billion in assets under management, has launched their new corporate registered investment advisor, Edwards Wealth Management....
