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LPL’s Genesis Wealth Management Adds Seven Advisors

Genesis Wealth Management, an independent firm on LPL Financial’s broker-dealer and registered investment advisor platforms, has added seven advisors previously affiliated with USAA Financial...

SEC Charges Rep in $8 Million Scam Targeting Long-Standing Brokerage Customers

The Securities and Exchange Commission has charged Steven Pagartanis with defrauding long-standing brokerage customers in an $8 million investment scam by soliciting and selling...