Tag: Genesis
LPL’s Genesis Wealth Management Adds Seven Advisors
Genesis Wealth Management, an independent firm on LPL Financial’s broker-dealer and registered investment advisor platforms, has added seven advisors previously affiliated with USAA Financial...
SEC Charges Rep in $8 Million Scam Targeting Long-Standing Brokerage Customers
The Securities and Exchange Commission has charged Steven Pagartanis with defrauding long-standing brokerage customers in an $8 million investment scam by soliciting and selling...