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Alts News

SEC Proposes Enhancing Investment Company Act “Names Rule”

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The Securities and Exchange Commission has proposed amendments to enhance and modernize the Investment Company Act “Names Rule.” The proposal is in place to...
Alts News

SEC Charges Atlanta Fund Adviser and Its Principal for Fraudulently Overvaluing...

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The Securities and Exchange Commission has charged Paul Alar of Atlanta, Georgia, and his investment adviser firm, West Mountain LLC, for fraudulently overvaluing assets...
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