Tag: fund
Opp Zone Capital Launches Qualified Opportunity Fund
Opp Zone Capital LLC, a private equity firm and newly formed qualified opportunity fund manager, has launched OZC – Southern US RE QOF, a...
SDC Energy Launches Solar Fund on Crowdfunding Platform
SDC Energy, an investment firm specializing in renewable investments, has launched the SDSF Solar Fund IV for private investors, family offices, and financial advisors....
SEC Requests Comment on Misleading Fund Names
The Securities and Exchange Commission requests public comment on its current requirements that restrict the use of potentially misleading fund names, and whether the...
Next Financial to Refund $500,000 to Customers over Mutual Fund Sales
Texas-based broker-dealer Next Financial Group Inc. has agreed to refund $500,000 to customers of a former broker who moved clients in and out of...
Sponsored: Time Equities Inc. Announces Closing of Fund IV
Time Equities, Inc. (TEI), a New York-based real estate investment and development firm, today announced the closing of its fourth Fund (Fund IV), raising...
Parsonex Properties Buys First Qualified Opportunity Zone Project in Colorado
Parsonex Properties LLC has closed on its first qualified opportunity zone project in Grand Junction, Colorado. The company concentrates on investing in “shovel ready”...
Court Orders Tech Fund Adviser Charged by SEC to Pay More...
A federal district court has ordered San Francisco-based fund adviser Michael B. Rothenberg to pay more than $31 million in disgorgement, prejudgment interest, and...
Manhattan Investment Adviser Charged in $1.5 Million Client Theft
The United States Attorney for the Southern District of New York has unsealed an indictment charging Donald LaGuardia with securities fraud, wire fraud, and...
Sponsored: Standardization Meets Individualized Solutions, Evolution of Today’s Custody Offering
By: Amy Small, executive vice president, executive director of institutional custody at UMB Bank.
The investments industry is in the midst of an evolution. Advisors,...
BNY Mellon Alcentra Closed-End Credit Fund Raises $265 Million
BNY Mellon Alcentra Global Multi-Strategy Credit Fund Inc., a non-traded closed-end fund, has completed its initial public offering and raised approximately $265.2 million. The...
