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Shareholders Approve Hines’ Exit from HMS Income Fund

Shareholders of HMS Income Fund, a publicly registered non-traded business development company advised by a Hines affiliate and sub-advised by an affiliate of Main...

SEC Charges Former Transamerica Broker with Defrauding Retail Investors

The Securities and Exchange Commission has charged Scott Allen Fries, a former Ohio-based registered representative and investment adviser representative, with allegedly defrauding at least...

Hines Seeks to Exit HMS Income Fund and Appoint Main Street...

HMS Income Fund, a publicly registered non-traded business development company advised by a Hines affiliate and sub-advised by an affiliate of Main Street Capital...

Guest Contributor: 5 Tips to Build a COVID-Proof Real Estate Investment...

So, you’ve decided to invest in income-producing real estate as a way to diversify your investment portfolio so all your assets are not correlated...

Advisor Group’s Royal Alliance Recruits Longtime HSBC Financial Advisor

Royal Alliance Associates, an independent wealth management firm within the Advisor Group network, has recruited Peter Hatzakos, a Holmdel, New Jersey-based financial advisor with...

Hospitality Investors Trust Enters Forbearance Agreements with Certain Lenders

Hospitality Investors Trust Inc., a publicly registered non-traded REIT formerly known as American Realty Capital Hospitality Trust, has entered into forbearance agreements with the...

SEC Charges Three Former KPMG Audit Partners for Exam Sharing Misconduct

The Securities and Exchange Commission has settled charges against three former KPMG LLP audit partners who allegedly shared answers to internal training exams and...

Griffin Capital Essential Asset REIT Reports 2020 First Quarter Results

Griffin Capital Essential Asset REIT Inc., a publicly registered non-traded real estate investment trust, announced its results for the quarter ended March 31, 2020. The...

Legion Capital Adds Former GWG Executive and Two Wholesalers to Team

Legion Capital, a specialized private equity lender offering short-term bonds and redeemable preferred stock, has hired former GWG Holdings executive, Jason Plucinak, as vice...

SEC Qualifies Legion Capital’s Reg A+ Bond and Preferred Stock Offering

Legion Capital Corporation, a boutique private equity firm and specialized business lender headquartered in Orlando, has been qualified by the Securities and Exchange Commission...