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LPL Buys FinTech Firm for $12 Million

LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent company of the nation’s largest independent broker-dealer, LPL Financial LLC, has acquired Blaze Portfolio, a Chicago-based...

LPL Recruits Father-Son Advisors from Advisor Group’s KMS Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added father/son financial advisors Tom and Bill Smothers to its broker-dealer and corporate RIA platforms,...

LPL Financial Recruits $1 Billion Hybrid from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tagge Rutherford Financial Group to its broker-dealer and corporate RIA platforms, which leverage LPL...

Advisor Group’s Royal Alliance Recruits Former ProEquities Team

Royal Alliance Associates, an independent wealth management firm within the Advisor Group network, has recruited Mint Wealth Management, a Houston-based financial planning and wealth...

Former Wells Fargo Advisor Goes Indie with Move to LPL

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Rajat Rajan of the newly minted Tranquil Advisors to its broker-dealer and...

Apella Capital Expands West Coast Presence with Addition of $489 Million...

Apella Capital LLC, a financial advisory and wealth management firm with $1.5 billion in assets, announced that Vestory, a registered investment advisor headquartered in...

LPL Financial Hires Former Bank of America Exec as EVP and...

LPL Financial LLC, the nation’s largest independent broker-dealer, has hired Thomas Cappello as executive vice president and chief risk officer. In his new role,...

LPL Financial Adds $350 Million Credit Union Team

LPL Financial LLC (Nasdaq: LPLA), the nation’s largest independent broker-dealer, announced that the wealth management division at GreenState Credit Union has joined the company’s...

Wealth Enhancement Group Buys RIA with Nearly $1 Billion in Client...

Wealth Enhancement Group, an independent wealth management firm backed by TA Associates that oversees $20.3 billion in client assets, has acquired an independent registered...

Advisor Group’s SagePoint Recruits Two Longtime Advisors from LPL Financial

SagePoint Financial, a wealth management firm within the Advisor Group network, has recruited two Oregon- based independent financial professionals with a total of $365...