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FINRA Suspends Adviser Over Fake Sex Ads

The Financial Industry Regulatory Authority has suspended former Edward Jones broker Paul Martin Betenbaugh for three months for allegedly posting fake Craigslist sex ads...

Windy City Crypto Launches $150 Million Reg D Crypto Fund

Windy City Crypto LLC has launched the Crypto Futura Fund, a private investment fund that seeks to capitalize on the $500 billion cryptocurrency market....

FINRA Bars Former Dawn Bennett Associate

  The Financial Industry Regulatory Authority has barred Bradley Mascho for refusing to appear for on-the-record testimony relating to its investigation of fraud, undisclosed outside...

FINRA Fines New York Brokerage Firm $700,000 for Misleading Sales Literature

The Financial Industry Regulatory Authority has fined New York-based brokerage firm Meyers Associates LP, now known as Windsor Street Capital, $700,000 for using “unbalanced...