Tag: financial advisor
Cetera Adds $100 Million Investment, Tax, Estate and Medicare Practice
Cetera Financial Specialists LLC, an independent broker-dealer within the Cetera network of firms, has added HD Financial Specialists, a full-service wealth management practice based...
Former Merrill Lynch Adviser Sentenced to Prison for Defrauding Clients
Former Merrill Lynch financial adviser, Marcus Boggs, has been sentenced to three and a half years in federal prison for swindling more than $3...
CI Financial to Buy $3.4 Billion Ohio-Based Registered Investment Advisor
CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, plans to purchase Budros, Ruhlin & Roe,...
Securities America Recruits Advisors with $376 Million, Advisor Group Provides AUM...
Securities America, a wealth management firm within the Advisor Group network, has recruited independent financial advisors Robert “Bob” Batick and Norman “Todd” Coates who...
CI Financial Enters Pennsylvania with $2.6 Billion RIA Acquisition
CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has agreed to purchase Radnor Financial Advisors,...
FSI Challenges DOL Independent Contractor Rule Withdrawal
The Financial Services Institute, a trade group representing independent financial advisors and independent financial services firms, has joined in filing an amended complaint against...
CI Financial to Acquire $5.1 Billion RIA, Its Second Largest to...
CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has agreed to purchase Dowling & Yahnke...
Cetera Recruits $2.4 Billion Texas-Based Team
Cetera Advisors LLC, a wealth management firm within the Cetera network, has recruited Totus Wealth Management, a Texas-based team with $2.4 billion in client...
Cetera Recruits $340 Million Team from LPL Financial
Cetera Financial Group, a network of independent retail firms, has recruited The Advisors LLC, a full-service wealth management practice based in Pennsylvania with $150...
CI Financial Appoints New Chief Financial Officer
CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has appointed Amit Muni as executive vice...
