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Cetera Adds $100 Million Investment, Tax, Estate and Medicare Practice

Cetera Financial Specialists LLC, an independent broker-dealer within the Cetera network of firms, has added HD Financial Specialists, a full-service wealth management practice based...

Former Merrill Lynch Adviser Sentenced to Prison for Defrauding Clients

Former Merrill Lynch financial adviser, Marcus Boggs, has been sentenced to three and a half years in federal prison for swindling more than $3...

CI Financial to Buy $3.4 Billion Ohio-Based Registered Investment Advisor

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, plans to purchase Budros, Ruhlin & Roe,...

Securities America Recruits Advisors with $376 Million, Advisor Group Provides AUM...

Securities America, a wealth management firm within the Advisor Group network, has recruited independent financial advisors Robert “Bob” Batick and Norman “Todd” Coates who...

CI Financial Enters Pennsylvania with $2.6 Billion RIA Acquisition

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has agreed to purchase Radnor Financial Advisors,...

FSI Challenges DOL Independent Contractor Rule Withdrawal

The Financial Services Institute, a trade group representing independent financial advisors and independent financial services firms, has joined in filing an amended complaint against...

CI Financial to Acquire $5.1 Billion RIA, Its Second Largest to...

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has agreed to purchase Dowling & Yahnke...

Cetera Recruits $2.4 Billion Texas-Based Team

Cetera Advisors LLC, a wealth management firm within the Cetera network, has recruited Totus Wealth Management, a Texas-based team with $2.4 billion in client...

Cetera Recruits $340 Million Team from LPL Financial

Cetera Financial Group, a network of independent retail firms, has recruited The Advisors LLC, a full-service wealth management practice based in Pennsylvania with $150...

CI Financial Appoints New Chief Financial Officer

CI Financial Corp. (TSX: CIX; NYSE: CIXX), a dual-listed investment and wealth management company based in Canada, has appointed Amit Muni as executive vice...
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