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Atria Wealth Solutions Buys Broker-Dealer with $11 Billion AUA

Atria Wealth Solutions Inc., a wealth management holding company, has closed the acquisition of Western International Securities Inc, an independent broker-dealer based in Pasadena,...

Advisor Group Hires Former United Capital Exec as Chief Financial Officer

Advisor Group, a network of independent wealth management firms, has hired Jon Frojen as chief financial officer. In his new role, he will oversee the...

Woodbury Recruits Two Brokers in Succession Plan Merger Transaction

Woodbury Financial Services, a broker-dealer within the Advisor Group network, has recruited two independent financial advisors with combined client assets of $170 million. The financial...

Advisor Group to Consolidate Three Former Ladenburg Broker-Dealers

Following its acquisition of Ladenburg Thalmann earlier this year, Advisor Group plans to consolidate Investacorp, Securities Service Network (SSN) and KMS Financial Services, three...

Waddell & Reed Adds Four Financial Advisors to Network

Waddell & Reed Inc. has added four experienced financial advisors to its national network, with assets under administration totaling nearly $236 million and annual...

Ameriprise Adds Former Morgan Stanley Team With $321 Million in Assets

Financial advisors Ron Phelps and Jacob Hamus recently joined the employee channel of Ameriprise Financial (NYSE: AMP) after spending 24 years and 11 years...

Advisor Group’s Triad Advisors Hires Former LPL Exec as SVP of...

Triad Advisors, a wealth management firm within the Advisor Group network, has hired Brian Shulstad as senior vice president of business development. Shulstad most recently...

Sponsored: SC Distributors Reports Surge in Activity on its Online Advisor...

SC Distributors, LLC (“SC”), an established wholesale distributor of high-quality alternative investment products, is reporting increased usage of its innovative, online Advisor Portal in...

FINRA Postpones All In-Person Arbitration and Mediation Hearings Due to Coronavirus

In response to the coronavirus pandemic (COVID-19), the Financial Industry Regulatory Authority has decided to postpone all in-person arbitration and mediation proceedings until May...

Captrust Acquires $5.5 Billion RIA

Captrust Financial Advisors, an independent registered investment advisor with more than $368 billion in client assets under advisement, has acquired Montgomery, Alabama-based Welch Hornsby...