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LPL Adds Former Voya Team to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added O&R Partners, made up of financial advisors Dave Olivieri and Wes Rowlands, to its...

Former Foresters Financial Hybrid Team Joins LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added advisors Carrie Mullins, Sara Tanner, Susan Perry, Sierra Swidrak, Davis Siliga and Kalin Rooney...

LPL Financial Adds $120 Million Team to BD and RIA Platforms

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Seacoast Financial Network to its broker-dealer and corporate registered investment advisor platforms. Seacoast joins...

ProEquities Names Vice President of Business Development

ProEquities, an independent financial advisory and brokerage firm and subsidiary of Protective Life Corporation, has hired Tammy Robbins as vice president of business development. Prior...

CNB Custody to Offer Alts in Non-Qualified Accounts

CNB Custody, a division of Community National Bank, is now able to custody alternative assets in non-qualified accounts. “The current market is showing a strong...

Ladenburg’s Highland Capital Recruits Advisory Group with $150 Million In Client...

Highland Capital Brokerage, an independent life insurance brokerage company and subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added Oak & Stone...

LPL Financial Recruits Community First Investment Group

LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited Community First Investment Group, the investment program offered at Community First Bank of Indiana....

Chalice Financial Network Launches M&A Support Platform for Advisors

Chalice Financial Network, a member benefits organization for independent financial advisors and RIAs, has launched Chalice Advisor Lending Solutions, which provides support for advisors...

LPL Financial Adds Former Wells Fargo Firm to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Team Preheim Advisory to its broker-dealer and corporate registered investment advisor platforms. Founded by Karl...

SEC Bars Former Metlife Broker Imprisoned for Mail Fraud

The Securities and Exchange Commission has barred former Metlife Securities broker John Austin Gibson Jr. who plead guilty and was convicted of mail fraud...