Tag: financial advisor
CI Financial Begins Trading on NYSE, Completes Another RIA Acquisition
CI Financial Corp. (TSX: CIX), a dual-listed investment and wealth management company based in Canada, has completed the acquisition of Bowling Portfolio Management LLC,...
Advisor Group’s Sagepoint Recruits $503 Million Team from LPL Financial
SagePoint Financial, a wealth management firm within the Advisor Group network, has recruited Veater Financial Group, a wealth management practice based in Fresno, California,...
LPL Financial Adds Two Financial Advisors with $350 Million in Client...
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Jerry Giordano and Joseph Praino to its broker-dealer and corporate RIA platforms,...
CI Financial to Buy $2.7 Billion New York-Based RIA
CI Financial Corp. (TSX: CIX), an investment and wealth management company based in Canada, has agreed to purchase The Roosevelt Investment Group Inc., a...
LPL Financial Recruits $200 Million Family Team from Wells Fargo
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Louis Pelliccioni, Brice L. Pelliccioni, and Amanda Pelliccioni to its broker-dealer and corporate RIA...
CI Financial Applies for NYSE Listing
CI Financial Corp., an investment and wealth management company based in Canada, has applied to list its common shares on the New York Stock...
LPL Buys FinTech Firm for $12 Million
LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent company of the nation’s largest independent broker-dealer, LPL Financial LLC, has acquired Blaze Portfolio, a Chicago-based...
LPL Recruits Father-Son Advisors from Advisor Group’s KMS Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, has added father/son financial advisors Tom and Bill Smothers to its broker-dealer and corporate RIA platforms,...
LPL Financial Recruits $1 Billion Hybrid from Cetera
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tagge Rutherford Financial Group to its broker-dealer and corporate RIA platforms, which leverage LPL...
Former Wells Fargo Advisor Goes Indie with Move to LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Rajat Rajan of the newly minted Tranquil Advisors to its broker-dealer and...
