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LPL Financial Recruits Community First Investment Group

LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited Community First Investment Group, the investment program offered at Community First Bank of Indiana....

Chalice Financial Network Launches M&A Support Platform for Advisors

Chalice Financial Network, a member benefits organization for independent financial advisors and RIAs, has launched Chalice Advisor Lending Solutions, which provides support for advisors...

LPL Financial Adds Former Wells Fargo Firm to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Team Preheim Advisory to its broker-dealer and corporate registered investment advisor platforms. Founded by Karl...

SEC Bars Former Metlife Broker Imprisoned for Mail Fraud

The Securities and Exchange Commission has barred former Metlife Securities broker John Austin Gibson Jr. who plead guilty and was convicted of mail fraud...

LPL Financial Adds Former Summit Brokerage Firm to Platform

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Patriot Wealth Management to its broker-dealer and corporate registered investment advisor platforms. Patriot joins...

Former Morgan Stanley Team Launches Independent RIA in New York

A team that oversaw $650 million in client assets at Morgan Stanley, has launched Opal Wealth Advisors, an independent registered investment advisor based in...

LPL Financial Adds Former Kestra Team to its RIA and IBD...

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Regal Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. Regal joins...

Capital Square 1031 Adds Two to Sales Team

Capital Square 1031, a real estate investment and management firm specializing in tax-advantaged Delaware statutory trust offerings, has hired Brad Kahan and Ryan Fischer...

LPL Financial Recruits Wisconsin Bank Program from Raymond James

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Third Oak Investment Services, the investment program offered at Baraboo State Bank, to its...

Commonwealth Adds Former Cadaret Grant Team to Platform

Commonwealth Financial Network, the nation’s largest private registered investment adviser and independent broker-dealer, has added Michael Roberts Associates Inc. to its network of independent...