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LPL Recruits $520 Million Firm from Cambridge

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Premier Investments of Iowa Inc. to its broker-dealer and corporate registered investment advisor platforms....

SEC Bars Financial Adviser for Stealing $9 Million from Charitable Foundation

The Securities and Exchange Commission has barred New York-based investment adviser John H. Rogicki for his role in defrauding a non-profit charitable foundation out...

LPL Financial Adds $180 Million Team from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Winebrenner Financial Services to its broker-dealer and corporate registered investment advisor platforms. The firm...

LPL Financial Recruits Former First Allied Firm

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Gulf Coast Wealth Advisors to its broker-dealer and corporate registered investment advisor platforms. The...

LPL Financial Adds $220 Million Team from Waddell & Reed

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Kansas City, Missouri-based BMG Advisors to its broker-dealer and corporate registered investment advisor platforms....