Tag: fiduciary standard
New Jersey Extends State Fiduciary Rule Finalization Amid Pandemic
New Jersey Governor Phil Murphy has signed an executive order to extend various deadlines associated with rulemaking for state agencies, including its proposed fiduciary...
Massachusetts Finalizes State Fiduciary Rule
Secretary of the Commonwealth William Galvin has filed regulations to impose a fiduciary conduct standard in Massachusetts. The new regulations will go into effect...
Massachusetts Moves Forward with State Fiduciary Standard
Massachusetts Secretary of the Commonwealth William Galvin, the state’s chief securities regulator, has signed off on new regulations that would impose a uniform fiduciary...
Massachusetts Solicits Preliminary Comments on Proposed Fiduciary Rule
The Massachusetts Securities Division plans to enter the state fiduciary rulemaking ring and is seeking preliminary comment on a proposed regulation that would apply...
FSI Comments on New Jersey’s Proposed Fiduciary Rule
The Financial Services Institute, a trade group representing independent financial advisors and financial services firms, has submitted a 12-page comment letter to the New...
New Jersey Proposes Fiduciary Rule
The New Jersey Bureau of Securities has proposed a new fiduciary regulation that requires all registered financial services professionals in the state to be...
