Tag: Fidelity
HighTower Expands Executive Team with Three New Hires
HighTower, one of the nation's largest registered investment advisory firms, has expanded its corporate team with three new hires: Abby Salameh as chief marketing...
FINRA Bars Former Fidelity Rep for Alleged Computer Purchase Reimbursement Scam
The Financial Industry Regulatory Authority has barred Kitwana Thomas, a former Fidelity Brokerage Services broker, for allegedly cheating the firm out of thousands of...
Former HD Vest CEO Takes the Reins at HighTower
HighTower, an independent fee-based advisory firm, has named industry veteran Bob Oros as its new chief executive officer.
Oros, who has more than 20 years...
HD Vest CEO to Resign in Two Weeks
HD Vest Financial Services, a tax-focused broker-dealer with $45 billion in total client assets, announced that Bob Oros is stepping down from his role...
Cetera Financial Group Adds Two Executives to Business Development Team
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has added two new executives, Jeffrey Bottorff and...
Griffin REIT Reports Significant Lease Activity
Griffin Capital Essential Asset REIT Inc., a publicly registered non-traded real estate investment trust, has signed five lease transactions in 2018 totaling 606,250 square...
LPL Super-OSJ Stratos Adds Four Firms with $1 Billion AUM, Hires...
Stratos Wealth Network, a super OSJ and hybrid RIA affiliated with LPL Financial with total assets of $13.3 billion, has recruited four independent financial...
Colony S2K Hires Chet Bogdan as Managing Director
Colony S2K Holdings LLC, a distributor of institutional-based investment programs through its wholly-owned broker-dealers S2K Financial LLC and NorthStar Securities, has hired Chet Bogdan...
