Tag: Fenner & Smith
Griffin-American Healthcare REIT IV Secures Credit Facility of Up to $650...
Griffin-American Healthcare REIT IV Inc., a publicly registered non-traded real estate investment trust sponsored American Healthcare Investors LLC and Griffin Capital Corporation, has entered...
SEC Charges Merrill Lynch with Gatekeeping Failures in Unregistered Securities Sales
The Securities and Exchange Commission has settled charges against Merrill Lynch, Pierce, Fenner & Smith Inc. for its failure to perform required gatekeeping functions...