Tag: fee-based
SEC Charges Investment Adviser with Fraud for Overcharging Advisory Fees
The Securities and Exchange Commission has charged investment adviser Stephen Brandon Anderson with defrauding clients by overcharging advisory fees of at least $367,000.
According to...
Dakota Wealth Management Reaches $1 Billion AUM with Latest Acquisition
Dakota Wealth Management, an independent investment management firm managing $1 billion in client assets, has agreed to acquire Springside Partners, a female-led wealth management...
