Tag: ESG
SEC Adopts Amendments to Fund Names Rule
The Securities and Exchange Commission adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are “likely to mislead investors...
Report Finds Significant Decrease in ESG Investments Among Advisors
A new Cogent Syndicated report from Escalent shows former ESG investment growth projections have come to a halt, and financial advisors have significantly decreased...
SEC 2023 Exam Priorities Include Marketing Rule, Reg BI and Private...
The Securities and Exchange Commission’s division of examinations announced its 2023 examination priorities.
“In a time of growing markets, evolving technologies, and new forms of...
ADISA Video: Has ESG Been Politicized?
ESG, (environmental, social and governance), has become a hot, and increasingly controversial topic throughout the investments community, with those in the industry disagreeing on...
Labor Dept. Publishes Final ESG Rule for Retirement Investments
The U.S. Department of Labor on Tuesday published a final rule that allows plan fiduciaries to consider climate change and other environmental, social and...
E2 Companies Fully Subscribes Initial $100 Million Private Placement Bond Offering
e2 Companies, a provider of energy solutions and services, has fully subscribed its initial private placement bond offering, e2c ESA Bond 1 LLC, after...
Capital Square Partners with Esusu to Offer Rent Reporting and Rent...
Capital Square, a sponsor of tax-advantaged real estate investments, has partnered with Esusu, a financial technology company and rent reporting platform that captures rental...
e2 Companies Affiliate Acquires BTM Portfolio from NRG Energy
An affiliate of e2 Companies, Palm Energy, LLC, a provider of comprehensive energy solutions and services, has acquired several “behind the meter” (BTM) resources...
Video: Impact vs. ESG Investing
Greg Mausz, chief operating officer at Preferred Capital Securities, sat down with Gloria Nelund, chief executive officer of Trilinc Global, to discuss the nuances...
Video: Impact Investing
Greg Mausz, chief operating officer at Preferred Capital Securities, and Jeff Shafer, co-founder and chief executive officer of CommonGood, discuss impact investing in the...
Prospect Flexible Income Fund Changes Name, Repositions as an ESG-Focused Fund
Prospect Flexible Income Fund Inc., a non-traded business development company formerly known as TP Flexible Income Fund Inc., has changed its name to Prospect...
Cantor Fitzgerald and Capital Innovations to Launch Sustainable Infrastructure Interval Fund
Cantor Fitzgerald has filed an initial registration statement with the Securities and Exchange Commission for Cantor Fitzgerald Sustainable Infrastructure Fund, an interval fund that...
Focus Financial to Buy $676 Million RIA
Focus Financial Partners Inc. (NASDAQ: FOCS), a registered investment advisor aggregator, has agreed to purchase Seasons of Advice Wealth Management LLC, a wealth management...
