Tag: Cetera Financial
Private Equity Firm to Purchase Majority Stake in Kestra Financial
Global private equity firm Warburg Pincus LLC has agreed to purchase a majority interest in independent broker-dealer Kestra Financial Inc. from its current owner...
LPL Financial Recruits Community First Investment Group
LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited Community First Investment Group, the investment program offered at Community First Bank of Indiana....
LPL Financial Adds Former Wells Fargo Firm to Platform
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Team Preheim Advisory to its broker-dealer and corporate registered investment advisor platforms.
Founded by Karl...
LPL Financial Adds Former Summit Brokerage Firm to Platform
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Patriot Wealth Management to its broker-dealer and corporate registered investment advisor platforms. Patriot joins...
Private Equity Firm Taps Goldman to Sell Kestra Financial
Private equity firm Stone Point Capital is planning to sell independent broker-dealer Kestra Financial Inc., less than three years after it purchased the firm...
Husband-Wife Team Join Cetera from Ameriprise
Cetera, a network of independent broker-dealer firms, announced that husband-and-wife financial advisory team, Joseph and Pamela Malara, have joined the Cetera Investment Services platform....
Cetera Financial Institutions Recruits Marquette Bank Program from NPH Affiliate
Cetera Financial Institutions, a member of the Cetera Financial Group network of independent broker-dealer firms, has recruited the wealth management program of Marquette Bank,...
Cetera Recruits $700 Million Former NPH-Affiliated Bank Wealth Management Program
Investors Bank, one of the largest bank wealth management programs affiliated with Invest Financial, has opted to move its retail wealth management program to...
