Tag: Cetera Financial Group
Cetera Hires Former FINRA Director as General Counsel
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has hired former FINRA director David A. Greene...
Cetera to Acquire Assets of Foresters’ Brokerage and Advisory Business
Cetera, a network of independent broker-dealer firms, has entered into a definitive agreement to purchase select assets of Foresters Financial's U.S. broker dealer and advisory...
Cetera Adds Teacher-Founded Credit Union to Platform
Cetera, a network of independent broker-dealer firms, has added Rogue Credit Union's Investment Services to the Cetera Financial Institutions platform.
Rogue is a not-for-profit, cooperative...
Cetera Advisor Networks Adds $2.5 Billion OSJ
Cetera Financial Group, a network of independent broker-dealer firms, announced that North Ridge Wealth Planning, a full-service wealth management firm based in Melville, New...
Robert Moore Steps Down as CEO of Cetera, Cites Health Reasons
Cetera, a network of independent broker-dealer firms, announced that Robert Moore is stepping down as its chief executive officer, effective March 31, due to...
Cetera Hires Former LPL Exec as a Community Financial Institution Director
Cetera, a network of independent broker-dealer firms, has hired Brian Neyland as an independent program manager servicing banks, credit unions and independent advisors in...
Cetera Forms New Board of Directors
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has formed its new board of directors, after...
Cetera Financial Launches Advisor Alignment Program
Cetera Financial Group, a network of independent firms with nearly 8,000 financial advisors, has launched its advisor alignment program, which includes engagement opportunities, investment...
Cetera Financial Group Adds Two Executives to Business Development Team
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, has added two new executives, Jeffrey Bottorff and...
Cetera Launches Advisor Equity Participation Program, Succession Planning Funding Program
Cetera Financial Group, the second-largest independent financial advisor network in the nation by number of advisors, will be launching two new advisor initiatives: an...
Cetera Acquired by Private Equity Firm Genstar Capital
After months of speculation, Cetera Financial Group, the second largest independent broker-dealer in the nation, has agreed to sell a majority stake of its...
Cetera Launches Web-Based 401(k) Training Program
Cetera Financial Group, a network of six independent broker-dealer firms, has launched a 401(k) practice development program for advisors currently serving retirement plans and...
Private Equity Firm Acquires Compliance Software Provider “RIA in a Box,”...
Aquiline Capital Partners LLC, a New York-based private equity firm investing in financial services and technology, has acquired software service provider RIA in a...
Cetera Appoints Former LPL Exec to Lead Business Development
Cetera Financial Group, a network of six independent broker-dealer firms, has appointed Michael Murray to the role of head of business development.
Murray, who brings...
Bluerock Hires David Fred as Senior Vice President of Due Diligence
Bluerock, an alternative investment and asset management firm, has appointed David Fred to serve as senior vice president of due diligence for the company’s...
ADISA Announces 2018 President-Elect and Officers
ADISA, a trade association for the alternative and direct investment space, announced that its 2018 officers were selected at its first board of directors...
Cetera Discloses Capital Structure Review, Retains Goldman Sachs
Cetera Financial Group, a network of six independent broker-dealer firms, has disclosed a capital structure review and confirmed the retention of Goldman Sachs &...
Cetera Exploring Possible Sale
Cetera Financial Group, a network of six independent broker-dealer firms, is reportedly engaging investment banking firms to explore its capital structure options, including a...
Cetera Launches New Organizational Structure and Leadership Changes
Cetera Financial Group, a network of independent broker-dealer firms, has launched a new two-channel organizational structure where its six firms will be organized under...
