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ADISA Names 2021 Board of Directors

Members of the Alternative & Direct Investment Securities Association (ADISA), a trade association representing the alternative investment and securities industry, have chosen new directors...

LPL Recruits $900 Million Team from Cambridge

LPL Financial, the nation’s largest independent broker-dealer, has added Albany, New York-based Rosemont Financial Group to its broker-dealer and corporate RIA platforms. The advisors...

LPL Financial to Buy Waddell & Reed’s Wealth Management Business

LPL Financial, the nation’s largest independent broker-dealer, has entered into an agreement with Macquarie Asset Management to buy the wealth management business of Waddell...

Former Cetera Team Returns to LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Nautica Wealth Advisors has returned to its broker-dealer and corporate RIA platforms. The advisors...

FINRA Warns of Fake Phishing Emails

The Financial Industry Regulatory Authority has warned its member firms of an ongoing phishing campaign that involves fraudulent emails that include the domain “@invest-finra.org.” The...

LPL Recruits $1 Billion Team from Securities America

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Verus Capital Partners, a large enterprise firm with approximately 30 financial advisors, to its...

Former RBC Trio Launch New Practice with LPL Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors George Chardukian, Adam Goldstein, and Maria Peralta have launched their independent practice,...

Alternative Investment Exchange Hires Director of Sales

Alternative Investment Exchange (AIX), a financial technology services provider focused on non-traded alternative investments, has hired Michelle Browning as director of sales. In her...

LaSalle St. Recruits $225 Million Hybrid from LPL Financial

LaSalle St., a family of wealth management firms, has recruited JFR Financial Services, a Michigan-based firm that oversees $225 million in client assets. JFR...

Advisor Group’s Sagepoint Recruits $503 Million Team from LPL Financial

SagePoint Financial, a wealth management firm within the Advisor Group network, has recruited Veater Financial Group, a wealth management practice based in Fresno, California,...