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CFP Board Suspends Broker Accused of Violating Reg BI with Improper...

The Certified Financial Planner Board of Standards Inc. has imposed an interim suspension against Patrick Egan, a certified financial planner and broker at Western...

SEC Alleges Western and Five Brokers Violated Reg BI with Improper...

The Securities and Exchange Commission has charged registered broker-dealer Western International Securities and five of its registered representatives – Nancy Cole, Patrick Egan, Andy...

GWG Files for Chapter 11 Bankruptcy

GWG Holdings Inc. (Nasdaq: GWGH), a financial services firm and sponsor of non-traded direct investment offerings, has filed voluntary Chapter 11 petitions in the...

GWG Receives Waiver of Default under Credit Facility and Non-Compliance Nasdaq...

GWG Holdings Inc. (Nasdaq: GWGH), a financial services firm and sponsor of non-traded direct investment offerings, has received a letter from the Nasdaq’s listing...

GWG Reportedly Preparing for Chapter 11 Bankruptcy Protection

GWG Holdings Inc. (Nasdaq: GWGH), a financial services firm and sponsor of non-traded direct investment offerings, is reportedly preparing to file for Chapter 11...

Trilogy Reg A+ Fund Buys Chicago Multifamily Property

Trilogy Multifamily Income & Growth Holdings, a Regulation A+ bond offering sponsored by Trilogy Real Estate Group, has purchased a 138-unit, Class A multifamily...

Trilogy Launches Reg A Bond Offering with Potential 10% Annual Return

Trilogy Multifamily Income & Growth Holdings, a $50 million Regulation A+ bond offering sponsored by Trilogy Real Estate Group, has been qualified by the...

Sponsored: Red Oak Capital Releases Quarterly Bond Payments on Schedule

Red Oak Capital Group (RED OAK) announced that its Q1 interest payments to bondholders are being released right on schedule."We understand that the current...

Red Oak Capital Sells Out Latest Reg A+ Fund

Red Oak Capital Fund III, a Regulation A+ bond offering sponsored by Red Oak Capital Group, has sold out after reaching the maximum statutory...

SEC Qualifies Red Oak Bond Offering Under Regulation A+

Red Oak Capital Fund III, a Regulation A+ bond offering sponsored by Red Oak Capital Group, has been qualified by the SEC and is...