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Ladenburg Invests in Impact Investing Start-Up Targeting Millennial Investors

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has invested in Newday Financial Technologies Inc., a San Francisco-based startup focused...

Massachusetts Securities Division Fines LPL $1.1 Million over Unregistered Agents and...

The Massachusetts Securities Division has fined LPL Financial $1.1 million for failing to properly register agents in Massachusetts and timely file certain reportable events....

Waypoint Residential Taps Industry Veteran as CEO of Affiliated Broker-Dealer

Waypoint Residential LLC, a real estate investment firm focused on the U.S. rental housing sector, has hired Albert Haworth as chief executive officer of...

Ladenburg Names Veteran Executive to Senior Vice President of Enterprise Services

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has appointed veteran industry operations and technology executive David Ballard to the...

Texas Fines LPL Financial $450,000 for Selling Unregistered Securities

LPL Financial LLC, the nation’s largest independent broker-dealer, was fined $450,000 by the State of Texas and ordered to repurchase certain securities it sold...

Ladenburg’s Securities Service Network Recruits New York Practice With $180 Million...

Securities Service Network LLC, an independent advisory and brokerage firm and wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited...

Ladenburg Thalmann Launches Advanced Planning Group

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded diversified financial services company, has launched its enterprise-level advanced planning group, comprised of a team...

Ladenburg Subsidiary Investacorp Adds Father-Son Team to Platform

Investacorp Inc., an independent advisory and brokerage firm that oversees more than $16 billion in total client assets, has added Wealth Innovations to its...

Ladenburg’s Highland Capital Launches Hybrid Long-Term Care Insurance Desk

Highland Capital Brokerage, an independent life insurance brokerage company and subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has launched its new hybrid...

Ladenburg Launches Program to Attract Female College Students to Financial Advisor...

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded financial services company, has launched LIFT University, a program that encourages female college students to...