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Alts News

FINRA Fines AXA for Misrepresenting Junk Bond Funds as Investment-Grade

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The Financial Industry Regulatory Authority has fined AXA Advisors $600,000 for allegedly misrepresenting the credit quality of certain bond funds offered within group annuity...
Alts News

CR Capital Expands Sales Team

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CR Capital Distributors LLC, the broker-dealer affiliate of CR Capital Group, has expanded its sales team with two new hires and one promotion. Brett Fowler...
Alts News

Securities America Adds $222 Million Insurance Group to Its Platform

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Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF), has added Futurity First Insurance...
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