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FINRA Fines AXA for Misrepresenting Junk Bond Funds as Investment-Grade

The Financial Industry Regulatory Authority has fined AXA Advisors $600,000 for allegedly misrepresenting the credit quality of certain bond funds offered within group annuity...

CR Capital Expands Sales Team

CR Capital Distributors LLC, the broker-dealer affiliate of CR Capital Group, has expanded its sales team with two new hires and one promotion. Brett Fowler...

Securities America Adds $222 Million Insurance Group to Its Platform

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF), has added Futurity First Insurance...