Tag: advisory
Securities America Recruits Another Credit Union Program from LPL Financial
Securities America, a wealth management firm within Advisor Group’s network, has added USE Credit Union’s investment services program to its financial institutions platform.
USECU has...
Private Equity-Backed Wealth Enhancement Group Expands Leadership Team and Board
Wealth Enhancement Group, an independent wealth management firm backed by TA Associates that oversees $19.4 billion in client assets, has expanded its leadership team...
LPL Recruits Father/Son Duo from Cadaret Grant
LPL Financial LLC, the nation’s largest independent broker-dealer, has added Jess Murphy and Nathan Murphy to its broker-dealer and the corporate registered investment advisor...
Private Equity-Backed Wealth Enhancement Group Buys $446 Million Hybrid RIA
Wealth Enhancement Group, an independent wealth management firm backed by TA Associates that oversees $19.4 billion in client assets, has purchased CJM Wealth Management,...
Guggenheim Investments Hires Regional Vice President for Intermediary Distribution Division
Guggenheim Investments, the global asset management and investment advisory business of Guggenheim Partners, has hired Annmarie Woods to serve as regional vice president of...
Lasalle St. Recruits $625 Million Retirement Services Group
LaSalle St., a family of wealth management firms, has recruited Retirement Services Group, a Northbrook, Illinois-based practice specializing in profit sharing and 401(k) plans...
LPL Financial Recruits $375 Million Firm from Wells Fargo
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Allen Lorenzi, Ira Shapiro and Michael Walker who have teamed up to...
LPL Acquires $1.5 Billion Lucia Securities
LPL Financial, the nation’s largest independent broker-dealer, has closed its acquisition of Lucia Securities, a broker-dealer and registered investment advisor based in San Diego...
Good Life Companies Adds $150 Million In Client Assets with Latest...
Good Life Companies, an independent hybrid registered investment advisor, has added two independent financial advisors to its platform with approximately $150 million in total...
LPL Financial Recruits $300 Million Advisor Team
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Todd Stabler and Dave Mantell of Stabler Wealth Management to its broker-dealer...
