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Securities America Nabs $560 Million Hybrid

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has added Goldstein & Associates, an independent wealth management firm...

Securities America Launches Super OSJ With Former SA Stone Wealth Management...

Securities America, a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has partnered with wealth management industry veteran David Pintaric to launch his...

LPL Financial Recruits $550 Million Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Gatewood Wealth Solutions to its broker-dealer and corporate registered investment advisor platforms. The team...

LPL Financial Recruits Former Ameriprise Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Canal View Financial Advisors to its broker-dealer and corporate registered investment advisor platforms. The...

LPL Adds Former FSC Securities Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has recruited financial advisors Cris Arnold, David McIllwain, Charlotte Martin and Brenda Speer, who collectively oversee...

LPL Financial Recruits Hybrid from Lincoln Financial

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Hege Financial Group to its broker-dealer and corporate registered investment advisor platforms. The advisors...

SEC Bars Former LPL Broker for Running $5 Million Ponzi Scheme

The Securities and Exchange Commission has barred James T. Booth, 74, a former LPL Financial broker who operated a Ponzi scheme that defrauded roughly...

Securities America Recruits Former Summit Brokerage Team

Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Knight Investments Group Inc., an independent wealth management...

Two Former Morgan Stanley Teams Launch $1 Billion RIA

Robert Conzo and Eric Diton, a former executive director and managing director at Morgan Stanley, respectively, have launched The Wealth Alliance, a registered investment...

Triad Advisors Recruits Former LPL Hybrid

Triad Advisors LLC, an independent advisory and brokerage firm and subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited Mooney Lyons Financial...