Tag: advisory
Former UBS Advisor Jumps to LaSalle St.
LaSalle St., a family of wealth management firms encompassing independent broker-dealer and two registered investment adviser platforms, announced former UBS Financial Services vice president...
LPL Expands Investor and Investment Solutions Leadership Team with Two New...
LPL Financial LLC, the nation’s largest independent broker-dealer, announced the addition of two executives to the firm’s “investor and investment solutions leadership team.“
Cory Triolo...
LPL Financial Expands Board of Directors with Addition of Albert Ko
LPL Financial Holdings Inc., the nation’s largest independent broker-dealer, announced that Albert Ko has been elected to the company’s board of directors as an...
The DI Wire’s Top 10 Stories of 2022
As the year comes to an end, The DI Wire has compiled a list of our Top 10 most-read news stories of 2022. Over...
$600 Million Kansas RIA Joins LPL
LPL Financial LLC announced that Strategic Partners Inc. has joined LPL Financial’s broker-dealer, registered investment advisor and custodial platforms, aligned with National Financial Alliance.
Strategic...
Los Angeles RIA Affiliated with LPL Acquires $860 Million RIA
Perennial Financial Services, a registered investment advisor affiliated with LPL Financial, acquired Ford Financial Group, a fellow LPL-affiliate based in Fresno, Calif. that oversees...
Perigon Wealth Management Acquires $330 Million RIA and Adds Financial Advisor
Perigon Wealth Management, an independent wealth management firm with more than $4 billion in client assets under management, acquired Nauset Wealth Management LLC of...
Former Morgan Stanley Rep Joins Linsco by LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Tim Truebenbach CFP, has joined LPL’s employee advisor channel, Linsco by LPL...
Artiea Capital Management Joins LPL from Wells Fargo Financial Advisors Network
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that the team at Artiea Capital Management has joined LPL Financial’s broker-dealer, RIA and custodial...
Chip Marcus Wealth Management Launches through LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced today that financial advisor Chip Marcus has joined LPL’s employee advisor channel, Linsco by LPL...
Astra Wealth Advisors Joins LPL from Wells Fargo Financial Advisors Network
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Chris Albright of Astra Wealth Advisors has joined the firm’s broker-dealer, RIA...
Wealth Enhancement Group and CAIS Enter Partnership
CAIS, a financial product platform for independent wealth management, partnered with Wealth Enhancement Group, an independent wealth management firm with more than $57.7 billion...
Former Raymond James Advisors Launch Independent Practice through LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Beau Jones, Chris Story, Taylor Roberts and Joseph Montgomery have launched an...
Former Merrill Lynch Advisor Launches Independent Practice through LPL
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Alexander Guiliano launched a New Jersey-based independent practice, Resonate Wealth Partners, through...
Bodnar Financial Advisors Joins LPL from Cambridge
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Bodnar Financial Advisors has joined the firm’s broker-dealer, registered investment advisor and custodial platforms.
Bodnar...
LPL Financial Adds Former Altruist Executive to Management Team
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Pete Dorsey has joined the firm as executive vice president of institution services. Dorsey...
Vero Wealth Management Joins Linsco by LPL Financial
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Benjamin Link and Steve Sexton have joined LPL’s employee advisor model, Linsco...
Wealth Enhancement Group Adds Hybrid RIA with $663 Million in Client...
Wealth Enhancement Group, an independent wealth management firm with more than $56 billion in total client assets, has added Pinnacle Private Wealth, a hybrid...
SEC Charges Advisory Firm and Executives with $75 Million Fraud
The Securities and Exchange Commission has charged two North Carolina-based executives, Gregory E. Lindberg and Christopher Herwig, and their registered investment adviser, Standard Advisory...
Advisor Group’s SagePoint Financial Recruits Team with $203 Million in Client...
SagePoint Financial, an independent wealth management firm within the Advisor Group network, has added Brian Falconer and his team of 16 registered representatives to...
