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Private Equity-Backed Wealth Enhancement Group Buys $1.3 Billion RIA

Wealth Enhancement Group, an independent wealth management firm that oversees $17 billion in client assets, has purchased JOYN Advisors Inc., a registered investment adviser...

LPL Recruits Credit Union Wealth Management Practice from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Tarik Eldin and Mike Hastings with SCU Investment Services at Sacramento Credit Union to...

LPL Financial Recruits $650 Million Team from Cetera

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Synergy Wealth Alliance, an office of supervisory jurisdiction led by chief executive officer and...

LPL Financial Recruits Pair from Advisor Group with Combined $330 Million

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Craig Lewelling and Greg Krpalek to its broker-dealer and corporate registered investment...

Perigon Wealth Management and RLP Wealth Advisors Merge to Create $1.8...

Perigon Wealth Management, a registered investment advisory firm headquartered in San Francisco, has merged with RLP Wealth Advisors, a registered investment advisory firm with...

LPL Recruits Financial Advisors from Sagepoint and Ameriprise

LPL Financial LLC, the nation’s largest independent broker-dealer, has added eight financial advisors to its broker-dealer and corporate registered investment advisor platforms aligned with...

LPL Financial Recruits Former MassMutual Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added the newly named Twenty Four Wealth Management to its broker-dealer and hybrid registered investment...

LPL Financial Promotes National Sales Exec to Managing Director

LPL Financial LLC, the nation’s largest independent broker-dealer, has promoted Matt Enyedi from executive vice president to managing director of national sales. Enyedi began his...

Private Equity-Backed Wealth Enhancement Group to Buy $990 Million Hybrid

Wealth Enhancement Group, an independent wealth management firm that oversees $15.1 billion in client assets, has agreed to purchase BPU Investment Management Inc., a...

SEC Charges Recidivist Investment Adviser with Defrauding Retirees

The Securities and Exchange Commission has charged Sacramento, California-based investment adviser firm Springer Investment Management Inc., doing business as Springer Financial Advisors (SFA), and...