Home Tags Advisory

Tag: advisory

Brookstone Capital and FormulaFolios Merge to Create $6.5 Billion RIA

Brookstone Capital Management and FormulaFolios, two registered investment adviser firms, are combining to create a $6.5 billion RIA. The combined company will retain the Brookstone...

Securities America CEO Nominated for Second Term on FINRA Board

Securities America, a wealth management firm within Advisor Group’s network, reported that president and chief executive officer Jim Nagengast has been nominated to the...

Securities America Recruits Credit Union Team from LPL

Securities America, a wealth management firm within Advisor Group’s network, has added Oregon Community Credit Union (OCCU) to its financial institutions platform. The team...

LPL Financial Recruits Former Wells Fargo Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Glenn Drake and John Kinzer have joined LPL Financial’s broker-dealer and corporate registered investment...

LPL Financial Recruits $210 Million Team from Wells Fargo

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Ridgeline Wealth Management to its broker-dealer and corporate registered investment advisor custodial platforms. The...

Cetera Hires Head of Business Development to Bolster Recruiting Efforts

Cetera Financial Group, a network of independent financial advisor firms, has named John Pierce as head of business development to drive its financial professional...

LPL Financial Recruits $530 Million Hybrid

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Altoona, Wisconsin-based Bernicke Wealth Management to its broker-dealer and hybrid retail investment advisor custodial...

LPL Financial Recruits Financial Advisor with $120 Million in Client Assets

LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Corinne Koehler to its broker-dealer, corporate registered investment advisor and custodial platforms....

LPL Financial Recruits Former Securities America Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added Omaha, Nebraska-based Fogarty Wealth Management to its broker-dealer, corporate registered investment advisor, and custodial...

LPL Recruits Father/Daughter Team

LPL Financial LLC, the nation’s largest independent broker-dealer, has added father and daughter financial advisors Emile P. Oestriecher III and Anne Oestriecher to its...