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Advisor Group’s Royal Alliance Completes Acquisition of Signator Investors

Royal Alliance Associates, one of Advisor Group's four independent wealth management firms, has closed its acquisition of Signator Investors Inc., a dual-registered broker-dealer and...

Former Cetera and Advisor Group CEO Joins Board of Clark Capital

Clark Capital Management Group, an independent asset management firm, has appointed industry veteran Larry Roth to its board of directors. Roth is the former CEO...

Larry Roth Launches New Consulting Firm, Partners with Berkshire Global Advisors

Financial services industry veteran Larry Roth has launched RLR Strategic Partners, a growth consultancy focused on the retail wealth management and asset management spaces....

Woodbury Adds Two Colorado Advisory Firms with $378 Million in Combined...

Woodbury Financial Services, an independent broker-dealer in the Advisor Group network, has added Life Wealth Principles and National Financial Advisors, which have a combined...

Advisor Group’s Royal Alliance Plans to Acquire Signator Investors

Advisor Group, one of the nation's largest networks of independent financial advisory firms, plans to acquire Signator Investors Inc. and merge it into Royal...

LPL and Advisor Group Parent Among Potential Cetera Buyers

LPL Financial and Advisor Group-owner Lightyear Capital are showing interest in buying Cetera Financial Group’s network of six independent broker-dealer firms, according to a...

Woodbury Financial Buys Capital One’s $10 Billion Advisory Unit

Woodbury Financial Services, an independent broker-dealer in the Advisor Group network, will acquire Capital One Investing’s $10 billion full-service investment management and brokerage division....

Advisor Group Breaks Recruiting Record in 2017

Advisor Group, one of the nation's largest networks of independent financial advisors, had a record-breaking 2017 with the recruitment of 614 financial advisors with...

Ladenburg Launches Due Diligence Platform Led by Former Advisor Group Exec

Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), a publicly-traded diversified financial services company, has launched an enterprise-wide due diligence platform and appointed veteran industry...