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Securities America Recruits $150 Million Team

Securities America, a wealth management firm within Advisor Group’s network, has recruited Heritage Harbor Financial Associates, an independent financial advisory business headquartered in Port...

Triad Recruits $130 Million Hybrid

Triad Advisors, a wealth management firm within the Advisor Group network, has added Professional Planning & Wealth LLC to its corporate registered investment adviser...

Securities America CEO Nominated for Second Term on FINRA Board

Securities America, a wealth management firm within Advisor Group’s network, reported that president and chief executive officer Jim Nagengast has been nominated to the...

Securities America Recruits Credit Union Team from LPL

Securities America, a wealth management firm within Advisor Group’s network, has added Oregon Community Credit Union (OCCU) to its financial institutions platform. The team...

Advisor Group Adds Reg BI Compliance Tools to Account Management Platform

Advisor Group, the nation's largest network of independent wealth management firms, has added new features to its digital client onboarding and account management platform...

Advisor Group’s Royal Alliance Recruits Longtime HSBC Financial Advisor

Royal Alliance Associates, an independent wealth management firm within the Advisor Group network, has recruited Peter Hatzakos, a Holmdel, New Jersey-based financial advisor with...

Advisor Group Hires Former United Capital Exec as Chief Financial Officer

Advisor Group, a network of independent wealth management firms, has hired Jon Frojen as chief financial officer. In his new role, he will oversee the...

Woodbury Recruits Two Brokers in Succession Plan Merger Transaction

Woodbury Financial Services, a broker-dealer within the Advisor Group network, has recruited two independent financial advisors with combined client assets of $170 million. The financial...

Advisor Group to Consolidate Three Former Ladenburg Broker-Dealers

Following its acquisition of Ladenburg Thalmann earlier this year, Advisor Group plans to consolidate Investacorp, Securities Service Network (SSN) and KMS Financial Services, three...

Advisor Group Expands Coronavirus Response Resource Center

Advisor Group, a network of independent wealth management firms, has expanded its coronavirus response resource center, a platform of services that helps financial professionals...