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Bluerock Names Former Morgan Stanley Exec to Head National Accounts

Bluerock Capital Markets, a distributor of investment products and the dealer manager for Bluerock Real Estate, has hired former executive director and head of...

Sponsored: Bluerock Reports Record Capital Raise of Over $75 Million for...

Bluerock Capital Markets, LLC (the “Company”), a distributor of institutional alternative investment products, and the dedicated dealer manager for Bluerock Real Estate (“Bluerock”), announced...

SEC: Merrill Lynch to Pay $8.9 Million for Undisclosed Conflict in...

Merrill Lynch, Pierce, Fenner & Smith has agreed to pay an approximately $8.9 million settlement to the Securities and Exchange Commission for failing to...

SEC Obtains Final Judgement Against Investment Adviser’s Assistant Accused of Aiding...

A federal district court in the Western District of New York entered a final judgment against Amherst, New York resident Lauramarie Colangelo, formerly an...

SEC Charges Investment Adviser and Two Former Managers for Misleading Retail...

The Securities and Exchange Commission has settled charges against New York-based investment adviser deVere USA Inc. related to its alleged failure to disclose conflicts...
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