In the second part of our series, Jennifer Connors, Kristin Rice-Gonzalez and Valerie Mirko, partners at Baker McKenzie LLP, will examine the impact of the amendments on investment advisers’ solicitor and referral relationships, including the Marketing Rule’s new testimonials and endorsements framework.
DIRECTORY SPOTLIGHT
Date: 04/14/2022 – 04/14/2022
Time: 1 PM EASTERN TIME
Location: Online
Click here for more information or to register for the event.
