Home IPA Webinar: Practical Considerations for Alternative Investments Under Regulation Best Interest

    IPA Webinar: Practical Considerations for Alternative Investments Under Regulation Best Interest

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    With the June 30, 2020 compliance deadline for Regulation Best Interest (“Reg BI”) and Form CRS delivery fast approaching, the IPA will lead a dynamic discussion between sponsors of alternative investment programs and broker-dealers working with retail investors on practical considerations, questions and challenges under Reg BI.

    Tom Selman, former Executive Vice President of Regulatory Policy and Legal Compliance Officer of FINRA, will lead a discussion on what asset managers should be considering in evaluating their own Reg BI requirements, what broker-dealers should be addressing when selling alternative or illiquid products, how asset managers can best work with brokers-dealers under this new regime, and questions such as innovative product structure or design changes that may be needed in this new environment.

    Date: 06/16/2020

    Venue: Online

    For more information on registration and events please click here.